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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
Pentair
PNR
$11B
| $1.68M | 0.02% |
36,758
+1,607
| +5% | +$70K |
|
477
FTAI Aviation
FTAI
$22.2B
| $1.67M | 0.02% |
114,205
+58
| +0.1% | +$770 |
|
478
iShares Core Dividend Growth ETF
DGRO
$43.6B
| $1.67M | 0.02% |
41,899
-2,291
| -5% | -$91K |
|
|
UN
479
DELISTED
Unilever NV New York Registry Shares
UN
| $1.67M | 0.02% |
27,608
+6,037
| +28% | +$350K |
|
480
MarketAxess Holdings
MKTX
$5.72B
| $1.66M | 0.02% |
3,456
+18
| +0.5% | +$8.9K |
|
481
Dominion Energy
D
$59.3B
| $1.65M | 0.02% |
20,855
+3,327
| +19% | +$261K |
|
482
Edison International
EIX
$26.4B
| $1.64M | 0.02% |
32,214
+29,943
| +1,318% | +$1.59M |
|
|
SCHW
483
Charles Schwab
SCHW
$187B
| $1.64M | 0.02% |
45,135
+749
| +2% | +$26.1K |
|
484
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
| $1.61M | 0.02% |
32,312
-1,270
| -4% | -$63.4K |
|
485
Ametek
AME
$58.2B
| $1.6M | 0.02% |
16,136
-194
| -1% | -$18.8K |
|
486
iShares MSCI Switzerland ETF
EWL
$2.25B
| $1.6M | 0.02% |
38,992
+2,932
| +8% | +$121K |
|
487
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
| $1.59M | 0.01% |
1,185
| – | – |
|
488
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
| $1.59M | 0.01% |
60,864
-150
| -0.2% | -$3.97K |
|
489
Gen Digital
GEN
$17.5B
| $1.57M | 0.01% |
75,191
+70,009
| +1,351% | +$1.52M |
|
490
Lam Research
LRCX
$390B
| $1.56M | 0.01% |
47,000
+24,100
| +105% | +$830K |
|
491
State Street SPDR S&P Regional Banking ETF
KRE
$4.57B
| $1.55M | 0.01% |
43,466
-1,541
| -3% | -$58.1K |
|
492
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
| $1.55M | 0.01% |
48,666
+6,786
| +16% | +$211K |
|
493
Steris
STE
$23.1B
| $1.54M | 0.01% |
8,733
-245
| -3% | -$39.2K |
|
494
Church & Dwight Co
CHD
$24.5B
| $1.54M | 0.01% |
16,398
+6,131
| +60% | +$557K |
|
|
GWPH
495
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $1.53M | 0.01% |
15,699
+14,023
| +837% | +$1.61M |
|
496
JD.com
JD
$44.5B
| $1.5M | 0.01% |
19,375
+8,585
| +80% | +$597K |
|
|
EFT
497
Eaton Vance Floating-Rate Income Trust
EFT
$288M
| $1.49M | 0.01% |
125,615
+4,172
| +3% | +$49.3K |
|
498
BlackRock Credit Allocation Income Trust
BTZ
$956M
| $1.49M | 0.01% |
104,558
+22,705
| +28% | +$316K |
|
499
VanEck Semiconductor ETF
SMH
$71.8B
| $1.48M | 0.01% |
17,004
+16,896
| +15,644% | +$1.42M |
|
500
First Trust Financials AlphaDEX Fund
FXO
$1.14B
| $1.48M | 0.01% |
58,264
+3,710
| +7% | +$96.7K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.