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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNOA icon
4826
Sonoma Pharmaceuticals
SNOA
$6.8M
– –
-646
Closed -$2.51K
SPEU icon
4827
State Street SPDR Portfolio Europe ETF
SPEU
$745M
– –
-2,788
Closed -$139K
SPR
4828
DELISTED
Spirit AeroSystems
SPR
– –
-974
Closed -$37.6K
QVMT
4829
Invesco S&P 500 Concentrated QVM ETF
QVMT
$134M
– –
-1,107
Closed -$60.7K
SPXX icon
4830
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$341M
– –
-800
Closed -$14K
SRV
4831
NXG Cushing Midstream Energy Fund
SRV
$216M
– –
-250
Closed -$11.5K
STRO icon
4832
Sutro Biopharma
STRO
$420M
– –
-237
Closed -$2.05K
SZNE
4833
DELISTED
Pacer CFRA-Stoval Equal Weight Seasonal Rotation ETF
SZNE
– –
-718
Closed -$24.5K
TALO icon
4834
Talos Energy
TALO
$2.43B
– –
-408
Closed -$3.91K
TCBK icon
4835
TriCo Bancshares
TCBK
$1.84B
– –
-24
Closed -$1.07K
TEAF
4836
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
– –
-8,470
Closed -$99.6K
TIMB icon
4837
TIM SA
TIMB
$8.82B
– –
-88
Closed -$1.96K
TIPZ icon
4838
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.4M
– –
-2,100
Closed -$113K
TIXT
4839
DELISTED
TELUS International
TIXT
– –
-2,720
Closed -$12.2K
TPIC
4840
DELISTED
TPI Composites
TPIC
– –
-27
Closed -$1
TROX icon
4841
Tronox
TROX
$1.04B
– –
-169
Closed -$679
TUR icon
4842
iShares MSCI Turkey ETF
TUR
$213M
– –
-3
Closed -$111
ULY
4843
DELISTED
Urgent.ly
ULY
– –
-161
Closed -$520
UMC icon
4844
United Microelectronic
UMC
$46.5B
– –
-2,826
Closed -$21.4K
AD
4845
Array Digital Infrastructure
AD
$3.04B
– –
-176
Closed -$8.8K
UWMC icon
4846
UWM Holdings
UWMC
$400M
– –
-341
Closed -$2.08K
VBTX
4847
DELISTED
Veritex Holdings
VBTX
– –
-238
Closed -$7.99K
VMEO
4848
DELISTED
Vimeo
VMEO
– –
-2,540
Closed -$19.7K
VRNA
4849
DELISTED
Verona Pharma
VRNA
– –
-343
Closed -$36.6K
VRNT
4850
DELISTED
Verint Systems
VRNT
– –
-22
Closed -$446
192 193
194
195 196

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.