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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFFR icon
4801
InfraCap REIT Preferred ETF
PFFR
$121M
– –
-299
Closed -$5.59K
PFIX icon
4802
Simplify Interest Rate Hedge ETF
PFIX
$178M
– –
-132
Closed -$6.36K
PHI icon
4803
PLDT
PHI
$4.32B
– –
-84
Closed -$1.57K
PINC
4804
DELISTED
Premier
PINC
– –
-240
Closed -$6.67K
PRO
4805
DELISTED
PROS Holdings
PRO
– –
-959,810
Closed -$22M
PROK icon
4806
ProKidney
PROK
$337M
– –
-12
Closed -$29
PSEC icon
4807
Prospect Capital
PSEC
$1.16B
– –
-2,038
Closed -$5.61K
PSFE.WS
4808
DELISTED
Paysafe Ltd Warrants
PSFE.WS
$0 ﹤0.01%
86
– –
PSLV icon
4809
Sprott Physical Silver Trust
PSLV
$13.2B
– –
-11,698
Closed -$184K
PSP icon
4810
Invesco Global Listed Private Equity ETF
PSP
$246M
– –
-163
Closed -$11.3K
QRFT
4811
DELISTED
Qraft AI-Enhanced US Large Cap ETF
QRFT
– –
-4,310
Closed -$263K
RAVI icon
4812
FlexShares Ultra-Short Income Fund
RAVI
$1.49B
– –
-3,313
Closed -$251K
RLYB icon
4813
Rallybio
RLYB
$85.4M
– –
-69
Closed -$274
RUM icon
4814
RUM Group Inc
RUM
$1.75B
– –
-3,659
Closed -$26.5K
RVT icon
4815
Royce Value Trust
RVT
$2.3B
– –
-1,826
Closed -$29.5K
SAND
4816
DELISTED
Sandstorm Gold
SAND
– –
-3,606
Closed -$45.1K
SBET icon
4817
Sharplink Inc
SBET
$1.33B
– –
-3,000
Closed -$51K
SCHQ
4818
Schwab Long-Term US Treasury ETF
SCHQ
$796M
– –
-10
Closed -$335
SCMB icon
4819
Schwab Municipal Bond ETF
SCMB
$3.94B
– –
-523
Closed -$13.4K
SCS
4820
DELISTED
Steelcase
SCS
– –
-948
Closed -$16.3K
SDRL icon
4821
Seadrill
SDRL
$2.72B
– –
-4,400
Closed -$133K
BNKK
4822
Bonk Inc
BNKK
$8.24M
– –
-43
Closed -$402
SLVP icon
4823
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$931M
– –
-1,527
Closed -$41.8K
SMMT icon
4824
Summit Therapeutics
SMMT
$11B
– –
-33
Closed -$682
SMOT icon
4825
VanEck Morningstar SMID Moat ETF
SMOT
$341M
– –
-243
Closed -$8.77K
191 192
193
194 195

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.