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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDYN icon
4726
Grid Dynamics Holdings
GDYN
$615M
– –
-53
Closed -$409
GGN
4727
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
– –
-3,000
Closed -$15.5K
GGT
4728
Gabelli Multimedia Trust
GGT
$174M
– –
-5,700
Closed -$24.5K
GGZ
4729
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
– –
-2,820
Closed -$40.7K
LKFT
4730
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.77B
– –
-35
Closed -$1.21K
GPMT
4731
Granite Point Mortgage Trust
GPMT
$61.2M
– –
-23
Closed -$69
GRNB icon
4732
VanEck Green Bond ETF
GRNB
$185M
– –
-1,036
Closed -$25.3K
GROV icon
4733
Grove Collaborative
GROV
$45.4M
– –
-153
Closed -$230
HAUZ icon
4734
Xtrackers International Real Estate ETF
HAUZ
$1.07B
– –
-138
Closed -$3.25K
HBI
4735
DELISTED
Hanesbrands
HBI
– –
-3,755
Closed -$24.8K
HLF icon
4736
Herbalife
HLF
$1.29B
– –
-37
Closed -$312
HONE
4737
DELISTED
HarborOne Bancorp
HONE
– –
-74
Closed -$1.01K
HOVR icon
4738
New Horizon Aircraft
HOVR
$134M
– –
-411,751
Closed -$1.05M
HQL
4739
abrdn Life Sciences Investors
HQL
$627M
– –
-642
Closed -$9.96K
HSII
4740
DELISTED
Heidrick & Struggles
HSII
– –
-122
Closed -$6.07K
HTH icon
4741
Hilltop Holdings
HTH
$2.24B
– –
-28
Closed -$936
HZO icon
4742
MarineMax
HZO
$788M
– –
-159
Closed -$4.03K
IAS
4743
DELISTED
Integral Ad Science
IAS
– –
-27
Closed -$275
IBDQ
4744
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
– –
-33,403
Closed -$841K
IBHE
4745
DELISTED
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
– –
-18,100
Closed -$420K
IBMN
4746
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
– –
-14,069
Closed -$377K
IBTF
4747
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
– –
-365,571
Closed -$8.54M
IFN
4748
Aberdeen India Fund
IFN
$504M
– –
-932
Closed -$13.7K
IIF
4749
Morgan Stanley India Investment Fund
IIF
$220M
– –
-2,035
Closed -$53.6K
INFA
4750
DELISTED
Informatica
INFA
– –
-50
Closed -$1.24K
188 189
190
191 192

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.