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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXFY icon
4651
Expensify
EXFY
$245M
$15 ﹤0.01%
10
– –
WKHS icon
4652
Workhorse Group
WKHS
$36.3M
$15 ﹤0.01%
+3
New +$30
FUND
4653
Sprott Focus Trust
FUND
$308M
$13 ﹤0.01%
1
– –
ARDX icon
4654
Ardelyx
ARDX
$997M
$12 ﹤0.01%
2
+1
+100% +$6
TENX icon
4655
Tenax Therapeutics
TENX
$503M
$12 ﹤0.01%
1
-1
-50% -$9
FLNA
4656
Filana Therapeutics
FLNA
$48.1M
$10 ﹤0.01%
5
– –
PSFE icon
4657
Paysafe
PSFE
$375M
$8 ﹤0.01%
1
– –
CCIF
4658
Carlyle Credit Income Fund
CCIF
$60.2M
– –
0
– –
KITT icon
4659
Nauticus Robotics
KITT
$7.39M
$5 ﹤0.01%
1
– –
RSKD icon
4660
Riskified
RSKD
$716M
$5 ﹤0.01%
1
– –
LPSN icon
4661
LivePerson
LPSN
$32.3M
$4 ﹤0.01%
1
– –
SER icon
4662
Serina Therapeutics
SER
$36M
$4 ﹤0.01%
2
– –
VIVS
4663
VivoSim Labs
VIVS
$1.64M
$4 ﹤0.01%
2
– –
BSCU icon
4664
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.67B
– –
0
– –
IRBT
4665
DELISTED
iRobot
IRBT
$1 ﹤0.01%
10
-238
-96% -$717
YCBD icon
4666
cbdMD
YCBD
$5.93M
$1 ﹤0.01%
1
– –
ADAP
4667
DELISTED
Adaptimmune Therapeutics
ADAP
– –
-12,166
Closed -$1.58K
ADTN icon
4668
Adtran
ADTN
$616M
– –
-62
Closed -$582
ADV icon
4669
Advantage Solutions
ADV
$361M
– –
-1,156
Closed -$44.2K
AGRO icon
4670
Adecoagro
AGRO
$1.36B
– –
-16,678
Closed -$131K
AKRO
4671
DELISTED
Akero Therapeutics
AKRO
– –
-313
Closed -$14.9K
ALE
4672
DELISTED
Allete
ALE
– –
-51
Closed -$3.39K
AMBP icon
4673
Ardagh Metal Packaging
AMBP
$3.01B
– –
-1,674
Closed -$6.68K
APOG icon
4674
Apogee Enterprises
APOG
$908M
– –
-106
Closed -$4.62K
AREC icon
4675
American Resources Corp
AREC
$293M
– –
-10,000
Closed -$27K
185 186
187
188 189

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.