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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
(-5%)
Cap. Flow
+$1.41B
Cap. Flow
% of AUM
18.48%
Top 10 Holdings %
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$276M |
| 2 |
Verizon
VZ
|
+$238M |
| 3 |
GSK
GSK
|
+$162M |
| 4 |
Willis Towers Watson
WTW
|
+$146M |
| 5 |
Walt Disney
DIS
|
+$122M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Southwest Airlines
LUV
|
+$166M |
| 2 |
Royal Caribbean
RCL
|
+$140M |
| 3 |
CVS Health
CVS
|
+$94M |
| 4 |
Reinsurance Group of America
RGA
|
+$90M |
| 5 |
CMA
Comerica
CMA
|
+$83.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.47% |
| 2 | Healthcare | 17.24% |
| 3 | Communication Services | 13.96% |
| 4 | Financials | 13.7% |
| 5 | Consumer Discretionary | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
UN
426
DELISTED
Unilever NV New York Registry Shares
UN
| $1.28M | 0.02% |
26,326
+8,251
| +46% | +$451K |
|
427
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
| $1.28M | 0.02% |
50,075
+23,197
| +86% | +$753K |
|
428
Packaging Corp of America
PKG
$22.8B
| $1.28M | 0.02% |
14,740
+4,440
| +43% | +$430K |
|
429
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
| $1.27M | 0.02% |
30,737
+4,756
| +18% | +$218K |
|
430
FirstEnergy
FE
$27.5B
| $1.26M | 0.02% |
31,503
+12,185
| +63% | +$566K |
|
431
CRH
CRH
$66.8B
| $1.25M | 0.02% |
46,742
+6,268
| +15% | +$215K |
|
432
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
| $1.25M | 0.02% |
124,961
-20,550
| -14% | -$254K |
|
433
Morgan Stanley
MS
$340B
| $1.25M | 0.02% |
36,763
-5,177
| -12% | -$244K |
|
434
Burlington
BURL
$23.2B
| $1.24M | 0.02% |
7,842
-1,422
| -15% | -$299K |
|
435
Vanguard FTSE Europe ETF
VGK
$31.4B
| $1.24M | 0.02% |
28,680
-5,843
| -17% | -$310K |
|
|
WORK
436
DELISTED
Slack Technologies, Inc.
WORK
| $1.24M | 0.02% |
46,246
+303
| +0.7% | +$7.31K |
|
|
PPL
437
PPL Corp
PPL
$26.7B
| $1.23M | 0.02% |
49,672
+19,592
| +65% | +$631K |
|
438
First Trust Value Line Dividend Fund
FVD
$8.41B
| $1.22M | 0.02% |
44,117
+18,885
| +75% | +$635K |
|
439
Magna International
MGA
$18.8B
| $1.22M | 0.02% |
38,122
+15,934
| +72% | +$735K |
|
440
Roper Technologies
ROP
$39.8B
| $1.21M | 0.02% |
3,883
+980
| +34% | +$347K |
|
441
iShares Core Dividend Growth ETF
DGRO
$43.5B
| $1.21M | 0.02% |
37,057
+35,448
| +2,203% | +$1.39M |
|
442
Lamb Weston
LW
$7.19B
| $1.21M | 0.02% |
21,161
-829,306
| -98% | -$68.2M |
|
|
FLIR
443
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
| $1.2M | 0.02% |
37,589
+20,553
| +121% | +$966K |
|
444
Corning
GLW
$143B
| $1.2M | 0.02% |
58,211
+22,744
| +64% | +$593K |
|
445
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.78B
| $1.18M | 0.02% |
47,754
+1,025
| +2% | +$35.7K |
|
|
PACW
446
DELISTED
PacWest Bancorp
PACW
| $1.17M | 0.02% |
65,484
+30,468
| +87% | +$955K |
|
|
TWTR
447
DELISTED
Twitter, Inc.
TWTR
| $1.16M | 0.02% |
47,182
+29,218
| +163% | +$945K |
|
448
iShares Russell 2000 Value ETF
IWN
$14.6B
| $1.15M | 0.02% |
14,059
+12,574
| +847% | +$1.41M |
|
449
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
| $1.15M | 0.02% |
51,532
+28,262
| +121% | +$815K |
|
450
First Trust Financials AlphaDEX Fund
FXO
$1.14B
| $1.14M | 0.02% |
54,083
+29,519
| +120% | +$883K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.
- Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
- Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
- Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
- Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
- Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
- Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
- Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.
Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.