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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENLC
4451
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
– –
-1,773
Closed -$14K
HYZNW
4452
DELISTED
Hyzon Motors Inc. Warrants
HYZNW
– –
-5,000
Closed -$3K
B
4453
DELISTED
Barnes Group Inc.
B
$0 ﹤0.01%
30
-21
-41% -$674
ASAI
4454
DELISTED
Sendas Distribuidora S.A. American Depositary Share (each representing five common shares)
ASAI
– –
-160
Closed -$2K
CNSL
4455
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$0 ﹤0.01%
+49
New +$303
IBHD
4456
DELISTED
iShares iBonds 2024 Term High Yield and Income ETF
IBHD
$0 ﹤0.01%
21
– –
LEV
4457
DELISTED
The Lion Electric Company
LEV
$0 ﹤0.01%
200
– –
HAYN
4458
DELISTED
Haynes International, Inc.
HAYN
$0 ﹤0.01%
5
-83
-94% -$3.13K
NVEI
4459
DELISTED
Nuvei Corporation Subordinate Voting Shares
NVEI
– –
-149
Closed -$5K
JWSM.WS
4460
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$0 ﹤0.01%
3,639
+2,599
+250% +$424
PETQ
4461
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
– –
-355
Closed -$5K
SQSP
4462
DELISTED
Squarespace, Inc.
SQSP
– –
-428
Closed -$8K
CHUY
4463
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
– –
-80
Closed -$1K
MKFG.WS
4464
DELISTED
Markforged Holding Corporation Warrants, each whole warrant exercisable to purchase one-tenth (1/10th) of a share of Common Stock at an exercise price of $115.00 per share
MKFG.WS
$0 ﹤0.01%
+500
New +$183
TBIO
4465
DELISTED
Telesis Bio, Inc. Common Stock
TBIO
– –
-37
Closed -$1K
BIG
4466
DELISTED
Big Lots, Inc.
BIG
$0 ﹤0.01%
42
+22
+110% +$473
SLAMW
4467
DELISTED
Slam Corp. warrant
SLAMW
$0 ﹤0.01%
5,000
– –
SLAM
4468
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
– –
-10,000
Closed -$98K
ASXC
4469
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-1
Closed –
CONN
4470
DELISTED
Conn's Inc.
CONN
$0 ﹤0.01%
67
-21
-24% -$200
HOLI
4471
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$0 ﹤0.01%
36
– –
AIF
4472
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-226
Closed -$2K
FSD
4473
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-408
Closed -$4K
THMO
4474
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
– –
0
– –
VTRU
4475
DELISTED
Vitru Limited Common Shares
VTRU
– –
-700
Closed -$12K
177 178
179
180 181

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.