Rockefeller Capital Management’s Apollo Tactical Income Fund Inc. AIF Stock Holding History

Rockefeller Capital Management’s Portfolio AIF Stock Details AIF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-226	Closed	-$2K	–	4491
2022 Q2	$2K	Buy	+226	New	+$2.99K	﹤0.01%	3861
2021 Q2	–	Sell	-278	Closed	-$4.24K	–	3641
2021 Q1	$4K	Sell	278 -359	-56%	-$5.25K	﹤0.01%	2986
2020 Q4	$9K	Buy	+637	New	+$8.54K	﹤0.01%	2286
2020 Q2	–	Sell	-1,285	Closed	-$15K	–	2715
2020 Q1	$15K	Buy	+1,285	New	+$18.3K	﹤0.01%	1629

Other funds holding AIF

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Rockefeller Capital Management's AIF Position: Q3 2022 in Review

Rockefeller Capital Management sold out of Apollo Tactical Income Fund Inc. (AIF) in Q3 2022, closing a stake of 226 shares — an estimated $2K sold.

Rockefeller Capital Management first reported a position in AIF in Q1 2020 and held it in 4 quarters. The position peaked at $15K in Q1 2020. 49 funds tracked by Wall St. Rank hold AIF as of Q3 2022.

Rockefeller Capital Management reported no remaining Apollo Tactical Income Fund Inc. position as of Q3 2022 after selling out during the quarter.
Rockefeller Capital Management sold 226 Apollo Tactical Income Fund Inc. shares in Q3 2022, an estimated $2K.
Rockefeller Capital Management first reported a position in Apollo Tactical Income Fund Inc. in Q1 2020 and held it in 4 quarters.
Rockefeller Capital Management's Apollo Tactical Income Fund Inc. position peaked at $15K in Q1 2020.
49 funds tracked by Wall St. Rank held Apollo Tactical Income Fund Inc. as of Q3 2022.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.