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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZLAB icon
4426
Zai Lab
ZLAB
$2.62B
$0 ﹤0.01%
5
-24
-83% -$1.03K
ZNTL icon
4427
Zentalis Pharmaceuticals
ZNTL
$302M
$0 ﹤0.01%
34
– –
ZUMZ icon
4428
Zumiez
ZUMZ
$339M
– –
-45
Closed -$1K
BRLS icon
4429
Borealis Foods
BRLS
$19.7M
$0 ﹤0.01%
5
-4
-44% -$40
PRKS icon
4430
United Parks & Resorts
PRKS
$2.12B
– –
-1
Closed –
MTUS icon
4431
Metallus
MTUS
$898M
– –
-47
Closed –
DJT icon
4432
Trump Media & Technology Group
DJT
$2.83B
$0 ﹤0.01%
50
-516
-91% -$13.6K
FAASW
4433
DELISTED
DigiAsia Corp Warrant
FAASW
$0 ﹤0.01%
7,460
– –
TXNM
4434
TXNM Energy Inc
TXNM
$5.94B
– –
-22
Closed -$1K
NBIS
4435
Nebius Group N.V.
NBIS
$47.7B
$0 ﹤0.01%
783
-110
-12% –
MAGN
4436
Magnera Corp
MAGN
$460M
– –
-58
Closed -$5K
LUCK
4437
Lucky Strike Entertainment
LUCK
$911M
– –
-87
Closed –
IPM
4438
Intelligent Protection Management Corp
IPM
$24.1M
– –
-72
Closed –
TBCH
4439
Turtle Beach Corp
TBCH
$277M
– –
-285
Closed -$3K
RNTX
4440
Rein Therapeutics
RNTX
$69.9M
$0 ﹤0.01%
50
– –
FFAIW
4441
DELISTED
Faraday Future Intelligent Electric Warrant
FFAIW
$0 ﹤0.01%
500
– –
FFAI
4442
Faraday Future Intelligent Electric
FFAI
$10.5M
– –
0
– –
TRPA
4443
Hartford AAA CLO ETF
TRPA
$111M
– –
-308
Closed -$11K
MKFG
4444
DELISTED
Markforged Holding Corporation
MKFG
$0 ﹤0.01%
50
– –
CSA
4445
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
– –
-36
Closed -$2K
NVRO
4446
DELISTED
NEVRO CORP.
NVRO
$0 ﹤0.01%
1
-623
-100% -$28.9K
SASR
4447
DELISTED
Sandy Spring Bancorp Inc
SASR
$0 ﹤0.01%
23
-10,479
-100% -$413K
ACHL
4448
DELISTED
Achilles Therapeutics
ACHL
$0 ﹤0.01%
250
– –
NARI
4449
DELISTED
Inari Medical, Inc. Common Stock
NARI
$0 ﹤0.01%
6
-200
-97% -$14.9K
CDMO
4450
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$0 ﹤0.01%
19
-35
-65% -$638
176 177
178
179 180

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.