Rockefeller Capital Management’s Hartford AAA CLO ETF TRPA Stock Holding History

Rockefeller Capital Management’s Portfolio TRPA Stock Details TRPA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-308	Closed	-$11K	–	4462
2022 Q2	$11K	Buy	308 +1	+0.3%	+$39	﹤0.01%	3088
2022 Q1	$12K	Buy	307 +2	+0.7%	+$80	﹤0.01%	2970
2021 Q4	$12K	Buy	305 +2	+0.7%	+$81	﹤0.01%	2910
2021 Q3	$12K	Buy	303 +1	+0.3%	+$41	﹤0.01%	2821
2021 Q2	$12K	Buy	302 +2	+0.7%	+$82	﹤0.01%	2721
2021 Q1	$12K	Buy	+300	New	+$12.4K	﹤0.01%	2528

Other funds holding TRPA

ECM

Evergreen Capital Management Bellevue, Washington $4.62B AUM 25.58% 1-Year Est. Return

FPIS

Financial Planning & Information Services De Pere, Wisconsin $726M AUM 21.08% 1-Year Est. Return

WAP

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Rockefeller Capital Management's TRPA Position: Q3 2022 in Review

Rockefeller Capital Management sold out of Hartford AAA CLO ETF (TRPA) in Q3 2022, closing a stake of 308 shares — an estimated $11K sold.

Rockefeller Capital Management first reported a position in TRPA in Q1 2021 and held it in 6 quarters. The position peaked at $12K in Q1 2022. 23 funds tracked by Wall St. Rank hold TRPA as of Q3 2022.

Rockefeller Capital Management reported no remaining Hartford AAA CLO ETF position as of Q3 2022 after selling out during the quarter.
Rockefeller Capital Management sold 308 Hartford AAA CLO ETF shares in Q3 2022, an estimated $11K.
Rockefeller Capital Management first reported a position in Hartford AAA CLO ETF in Q1 2021 and held it in 6 quarters.
Rockefeller Capital Management's Hartford AAA CLO ETF position peaked at $12K in Q1 2022.
23 funds tracked by Wall St. Rank held Hartford AAA CLO ETF as of Q3 2022.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.