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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPRA
4226
Opera Ltd
OPRA
$1.79B
$0 ﹤0.01%
56
– –
ORGO icon
4227
Organogenesis Holdings
ORGO
$239M
$0 ﹤0.01%
+38
New +$172
ORLA
4228
DELISTED
Orla Mining
ORLA
$0 ﹤0.01%
+1
New +$3
ORN icon
4229
Orion Group Holdings
ORN
$418M
– –
-2,227
Closed -$5K
OSPN icon
4230
OneSpan
OSPN
$618M
– –
-240
Closed -$2K
OSIS icon
4231
OSI Systems
OSIS
$3.89B
$0 ﹤0.01%
+6
New +$526
OTTR icon
4232
Otter Tail
OTTR
$3.94B
– –
-1
Closed –
PAHC icon
4233
Phibro Animal Health
PAHC
$1.39B
$0 ﹤0.01%
10
-386
-97% -$6.67K
PARR icon
4234
Par Pacific Holdings
PARR
$3.32B
$0 ﹤0.01%
20
-27
-57% -$458
PAY icon
4235
Paymentus
PAY
$4.86B
– –
-1,096
Closed -$14K
PBI icon
4236
Pitney Bowes
PBI
$2.39B
– –
-367
Closed -$1K
PBJ icon
4237
Invesco Food & Beverage ETF
PBJ
$107M
– –
-511
Closed -$22K
PBR.A icon
4238
Petrobras Class A
PBR.A
$103B
– –
-1,087
Closed -$11K
PBYI icon
4239
Puma Biotechnology
PBYI
$454M
$0 ﹤0.01%
275
– –
PDFS icon
4240
PDF Solutions
PDFS
$2.07B
$0 ﹤0.01%
+15
New +$379
PECO icon
4241
Phillips Edison & Co
PECO
$5.24B
$0 ﹤0.01%
+26
New +$855
PEGA icon
4242
Pegasystems
PEGA
$5.38B
$0 ﹤0.01%
40
-586
-94% -$11.9K
PEY icon
4243
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
– –
-2
Closed –
PFFA icon
4244
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.49B
– –
-821
Closed -$17K
PFFD icon
4245
Global X US Preferred ETF
PFFD
$2.16B
– –
-572
Closed -$12K
PFIG icon
4246
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$0 ﹤0.01%
2
– –
PFO
4247
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
– –
-3,446
Closed -$32K
PFS icon
4248
Provident Financial Services
PFS
$3.19B
$0 ﹤0.01%
20
-17
-46% -$397
PHAT icon
4249
Phathom Pharmaceuticals
PHAT
$692M
$0 ﹤0.01%
29
– –
PHI icon
4250
PLDT
PHI
$4.33B
$0 ﹤0.01%
21
-61
-74% -$1.79K
168 169
170
171 172

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.