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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
(-5%)
Cap. Flow
+$1.41B
Cap. Flow
% of AUM
18.48%
Top 10 Holdings %
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$276M |
| 2 |
Verizon
VZ
|
+$238M |
| 3 |
GSK
GSK
|
+$162M |
| 4 |
Willis Towers Watson
WTW
|
+$146M |
| 5 |
Walt Disney
DIS
|
+$122M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Southwest Airlines
LUV
|
+$166M |
| 2 |
Royal Caribbean
RCL
|
+$140M |
| 3 |
CVS Health
CVS
|
+$94M |
| 4 |
Reinsurance Group of America
RGA
|
+$90M |
| 5 |
CMA
Comerica
CMA
|
+$83.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.47% |
| 2 | Healthcare | 17.24% |
| 3 | Communication Services | 13.96% |
| 4 | Financials | 13.7% |
| 5 | Consumer Discretionary | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
Capital One
COF
$134B
| $1.45M | 0.02% |
28,673
-1,504
| -5% | -$132K |
|
402
Stryker
SYK
$130B
| $1.44M | 0.02% |
8,651
+3,146
| +57% | +$615K |
|
|
HSBC.PRA
403
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
| $1.44M | 0.02% |
57,550
+46,550
| +423% | +$1.21M |
|
404
Equity Residential
EQR
$25.1B
| $1.43M | 0.02% |
23,188
-807
| -3% | -$62.4K |
|
405
Trane Technologies
TT
$106B
| $1.43M | 0.02% |
17,262
+276
| +2% | +$33.5K |
|
406
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
| $1.41M | 0.02% |
54,436
+49,159
| +932% | +$1.57M |
|
407
Itron
ITRI
$4.54B
| $1.4M | 0.02% |
25,092
+1,874
| +8% | +$142K |
|
408
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
| $1.4M | 0.02% |
50,464
-121,846
| -71% | -$3.9M |
|
409
Aurinia Pharmaceuticals
AUPH
$2.11B
| $1.35M | 0.02% |
93,085
| – | – |
|
410
Universal Display
OLED
$4.19B
| $1.35M | 0.02% |
10,227
-550
| -5% | -$94.6K |
|
411
Centene
CNC
$32.5B
| $1.35M | 0.02% |
22,655
+18,476
| +442% | +$1.12M |
|
412
Alerian MLP ETF
AMLP
$12.8B
| $1.34M | 0.02% |
78,067
-6,339
| -8% | -$215K |
|
413
Advanced Micro Devices
AMD
$789B
| $1.34M | 0.02% |
29,401
+22,431
| +322% | +$1.08M |
|
414
Essential Utilities
WTRG
$11.4B
| $1.33M | 0.02% |
+32,775
| New | +$1.55M |
|
415
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
| $1.33M | 0.02% |
22,517
+12,516
| +125% | +$749K |
|
|
GHY
416
PGIM Global High Yield Fund
GHY
$483M
| $1.33M | 0.02% |
120,050
-28,913
| -19% | -$404K |
|
417
Moderna
MRNA
$23.6B
| $1.33M | 0.02% |
44,282
+44,100
| +24,231% | +$1.01M |
|
|
SCHW
418
Charles Schwab
SCHW
$187B
| $1.32M | 0.02% |
39,398
-32,799
| -45% | -$1.38M |
|
419
Vanguard Communication Services ETF
VOX
$5.76B
| $1.32M | 0.02% |
17,352
-27,118
| -61% | -$2.45M |
|
420
Entergy
ETR
$50B
| $1.32M | 0.02% |
28,092
+10,562
| +60% | +$626K |
|
421
Iridium Communications
IRDM
$5.29B
| $1.32M | 0.02% |
58,949
+4,832
| +9% | +$125K |
|
422
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
| $1.31M | 0.02% |
11,361
+146
| +1% | +$21.9K |
|
423
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
| $1.31M | 0.02% |
+26,379
| New | +$1.33M |
|
424
Crane NXT
CXT
$3.07B
| $1.3M | 0.02% |
76,227
+1,819
| +2% | +$46.7K |
|
425
BlackRock MuniAssets Fund
MUA
$522M
| $1.3M | 0.02% |
+97,700
| New | +$1.45M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.
- Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
- Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
- Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
- Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
- Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
- Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
- Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.
Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.