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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYT icon
4026
First Trust Small Cap Value AlphaDEX Fund
FYT
$200M
– –
-19
Closed –
GAME icon
4027
GameSquare
GAME
$37.3M
$0 ﹤0.01%
3
– –
GAN
4028
DELISTED
GAN Ltd
GAN
$0 ﹤0.01%
+200
New +$607
TDAY
4029
USA Today Co
TDAY
$1.07B
$0 ﹤0.01%
1
-173
-99% -$420
GCO icon
4030
Genesco
GCO
$427M
$0 ﹤0.01%
+8
New +$427
GCTK icon
4031
GlucoTrack
GCTK
$3.37M
– –
0
– –
GDEN
4032
DELISTED
Golden Entertainment
GDEN
– –
-45
Closed -$1K
GDOT icon
4033
Green Dot
GDOT
$748M
$0 ﹤0.01%
47
-38
-45% -$876
GDS icon
4034
GDS Holdings
GDS
$6.22B
$0 ﹤0.01%
6
-647
-99% -$17K
GDYN icon
4035
Grid Dynamics Holdings
GDYN
$609M
– –
-677
Closed -$11K
GECC icon
4036
Great Elm Capital Corp
GECC
$81.1M
– –
-9
Closed –
GEO icon
4037
The GEO Group
GEO
$4.05B
$0 ﹤0.01%
44
-483
-92% -$3.56K
GES
4038
DELISTED
Guess Inc
GES
$0 ﹤0.01%
20
-37
-65% -$661
GFI icon
4039
Gold Fields
GFI
$36.1B
$0 ﹤0.01%
91
-505
-85% -$4.35K
GGAL icon
4040
Galicia Financial Group
GGAL
$7.42B
– –
-80
Closed –
GHG
4041
GreenTree Hospitality
GHG
$113M
– –
-191
Closed –
GHM icon
4042
Graham Corp
GHM
$1.29B
– –
-1,173
Closed -$8K
GKOS icon
4043
Glaukos
GKOS
$10.6B
$0 ﹤0.01%
6
-326
-98% -$16.8K
GMS
4044
DELISTED
GMS Inc
GMS
$0 ﹤0.01%
13
-93
-88% -$4.45K
GNL icon
4045
Global Net Lease
GNL
$1.93B
$0 ﹤0.01%
10
-178
-95% -$2.48K
GNLN icon
4046
Greenlane Holdings
GNLN
$1.23M
– –
0
– –
GNW icon
4047
Genworth Financial
GNW
$3.67B
$0 ﹤0.01%
152
-585
-79% -$2.36K
GO icon
4048
Grocery Outlet
GO
$960M
– –
-102
Closed -$4K
GOSS icon
4049
Gossamer Bio
GOSS
$85.5M
$0 ﹤0.01%
4
– –
GPRE icon
4050
Green Plains
GPRE
$1.04B
$0 ﹤0.01%
+9
New +$304
160 161
162
163 164

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.