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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
(+2.8%)
Cap. Flow
-$983M
Cap. Flow
% of AUM
-4.94%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AerCap
AER
|
+$54M |
| 2 |
JPMorgan Chase
JPM
|
+$45.5M |
| 3 |
American Express
AXP
|
+$44.9M |
| 4 |
Meta Platforms (Facebook)
META
|
+$42.9M |
| 5 |
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
|
+$39.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Medtronic
MDT
|
+$94.1M |
| 2 |
Reinsurance Group of America
RGA
|
+$89.9M |
| 3 |
Netflix
NFLX
|
+$81M |
| 4 |
Eli Lilly
LLY
|
+$76.3M |
| 5 |
Globe Life
GL
|
+$72.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.17% |
| 2 | Financials | 13.41% |
| 3 | Healthcare | 10.42% |
| 4 | Industrials | 6.36% |
| 5 | Consumer Discretionary | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Entergy
ETR
$50B
| $9.39M | 0.05% |
166,990
-9,696
| -5% | -$532K |
|
377
Kimberly-Clark
KMB
$36.5B
| $9.33M | 0.05% |
68,765
+915
| +1% | +$116K |
|
378
Public Storage
PSA
$61.3B
| $9.33M | 0.05% |
33,303
-3,198
| -9% | -$933K |
|
379
Republic Services
RSG
$65.9B
| $9.31M | 0.05% |
72,215
-3,189
| -4% | -$425K |
|
380
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
| $9.24M | 0.05% |
135,323
-4,660
| -3% | -$320K |
|
|
MRSH
381
Marsh
MRSH
$91.3B
| $9.24M | 0.05% |
55,830
+2,055
| +4% | +$336K |
|
382
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
| $9.23M | 0.05% |
157,841
+2,707
| +2% | +$158K |
|
383
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
| $9.21M | 0.05% |
154,976
+85,765
| +124% | +$5.1M |
|
384
iShares Core S&P US Value ETF
IUSV
$27.7B
| $9.19M | 0.05% |
130,155
-5,571
| -4% | -$387K |
|
385
VanEck Gold Miners ETF
GDX
$27.4B
| $9.18M | 0.05% |
320,156
+70,951
| +28% | +$1.9M |
|
386
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.1B
| $9.07M | 0.05% |
191,155
+147,265
| +336% | +$7.02M |
|
387
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.59B
| $9.06M | 0.05% |
245,232
-47,166
| -16% | -$1.74M |
|
388
L3Harris
LHX
$53.3B
| $8.96M | 0.05% |
43,044
+2,024
| +5% | +$456K |
|
389
Hartford Financial Services
HIG
$39.2B
| $8.93M | 0.04% |
117,765
+21,699
| +23% | +$1.56M |
|
390
Truist Financial
TFC
$63.9B
| $8.91M | 0.04% |
207,013
-22,901
| -10% | -$1M |
|
391
Cincinnati Financial
CINF
$27.1B
| $8.9M | 0.04% |
86,888
+880
| +1% | +$90.7K |
|
392
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.36B
| $8.88M | 0.04% |
407,055
-757
| -0.2% | -$15.5K |
|
393
ARK Innovation ETF
ARKK
$6.31B
| $8.87M | 0.04% |
283,984
-2,393
| -0.8% | -$85.5K |
|
394
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
| $8.83M | 0.04% |
110,238
-123
| -0.1% | -$9.82K |
|
395
GraniteShares Gold Shares
BAR
$1.46B
| $8.76M | 0.04% |
485,410
+14,981
| +3% | +$257K |
|
396
Royal Bank of Canada
RY
$293B
| $8.73M | 0.04% |
92,919
+6,129
| +7% | +$579K |
|
397
Vanguard Real Estate ETF
VNQ
$39B
| $8.65M | 0.04% |
104,921
+42,946
| +69% | +$3.56M |
|
|
XYZ
398
Block Inc
XYZ
$47.5B
| $8.6M | 0.04% |
136,893
+14,265
| +12% | +$880K |
|
399
Dick's Sporting Goods
DKS
$18.7B
| $8.48M | 0.04% |
70,484
-28,533
| -29% | -$3.21M |
|
400
Sanofi
SNY
$104B
| $8.45M | 0.04% |
174,520
-19,420
| -10% | -$852K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2022 Portfolio in Review
As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.
- Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
- Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
- Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
- Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.