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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFC
3526
Ellington Financial
EFC
$1.71B
$19.5K ﹤0.01%
1,435
-474
-25% -$6.45K
KE
3527
Kimball Electronics
KE
$628M
$19.5K ﹤0.01%
+700
New +$20.2K
SPMB icon
3528
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.06B
$19.4K ﹤0.01%
867
-3,743
-81% -$84.2K
BBAI icon
3529
BigBear.ai
BBAI
$1.57B
$19.3K ﹤0.01%
3,575
+1,270
+55% +$8.3K
PLXS icon
3530
Plexus
PLXS
$7.23B
$19.3K ﹤0.01%
131
-145
-53% -$21.3K
PFBC icon
3531
Preferred Bank
PFBC
$1.25B
$19.2K ﹤0.01%
203
-12
-6% -$1.12K
SLQT icon
3532
SelectQuote
SLQT
$121M
$19.1K ﹤0.01%
13,572
+490
+4% +$820
PAM icon
3533
Pampa Energía
PAM
$4.41B
$19K ﹤0.01%
+215
New +$17.3K
EPRT icon
3534
Essential Properties Realty Trust
EPRT
$6.62B
$19K ﹤0.01%
639
-216
-25% -$6.58K
EUAD
3535
Select STOXX Europe Aerospace & Defense ETF
EUAD
$1.24B
$19K ﹤0.01%
450
– –
PRAX icon
3536
Praxis Precision Medicines
PRAX
$10.1B
$18.9K ﹤0.01%
64
+62
+3,100% +$11.5K
SLS icon
3537
SELLAS Life Sciences
SLS
$2.36B
$18.9K ﹤0.01%
5,000
– –
POWI icon
3538
Power Integrations
POWI
$3.61B
$18.7K ﹤0.01%
527
+122
+30% +$4.62K
LI icon
3539
Li Auto
LI
$12.7B
$18.6K ﹤0.01%
1,100
-199
-15% -$3.94K
TLK icon
3540
Telkom Indonesia
TLK
$14.9B
$18.6K ﹤0.01%
882
-884
-50% -$18.1K
RZG icon
3541
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$139M
$18.5K ﹤0.01%
+341
New +$18.6K
LSPD icon
3542
Lightspeed Commerce
LSPD
$1.35B
$18.5K ﹤0.01%
1,535
– –
PLAB icon
3543
Photronics
PLAB
$1.93B
$18.5K ﹤0.01%
579
+310
+115% +$8K
RBBN icon
3544
Ribbon Communications
RBBN
$383M
$18.5K ﹤0.01%
6,408
+214
+3% +$690
NRIM icon
3545
Northrim BanCorp
NRIM
$587M
$18.4K ﹤0.01%
692
+472
+215% +$11.2K
PENG
3546
Penguin Solutions Inc
PENG
$2.99B
$18.4K ﹤0.01%
941
-7
-0.7% -$150
THS
3547
DELISTED
Treehouse Foods
THS
$18.3K ﹤0.01%
777
+482
+163% +$10.5K
DLO icon
3548
dLocal
DLO
$4.24B
$18.3K ﹤0.01%
1,295
-500
-28% -$7.05K
ONCY
3549
Oncolytics Biotech
ONCY
$95.8M
$18.3K ﹤0.01%
20,939
– –
CGCV
3550
Capital Group Conservative Equity ETF
CGCV
$2.03B
$18.3K ﹤0.01%
+600
New +$18.2K
140 141
142
143 144

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NAMI
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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.