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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMDX icon
3426
Transmedics
TMDX
$2.96B
$24.2K ﹤0.01%
199
-2,043
-91% -$256K
APLT
3427
DELISTED
Applied Therapeutics
APLT
$24.2K ﹤0.01%
241,897
-150,000
-38% -$95.3K
ALRM icon
3428
Alarm.com
ALRM
$2.83B
$24.2K ﹤0.01%
474
+58
+14% +$2.96K
LINC icon
3429
Lincoln Educational Services
LINC
$1.09B
$24.1K ﹤0.01%
1,000
– –
SFL icon
3430
SFL Corp
SFL
$1.6B
$24.1K ﹤0.01%
3,084
-1,004
-25% -$7.71K
SOR
3431
Source Capital
SOR
$382M
$24K ﹤0.01%
525
– –
CVI icon
3432
CVR Energy
CVI
$3.26B
$24K ﹤0.01%
942
+719
+322% +$24.5K
ARDC
3433
Are Dynamic Credit Allocation Fund
ARDC
$299M
$23.9K ﹤0.01%
1,800
– –
NVAX icon
3434
Novavax
NVAX
$1.3B
$23.9K ﹤0.01%
3,555
+694
+24% +$5.23K
RZV icon
3435
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$304M
$23.8K ﹤0.01%
200
– –
CIGI icon
3436
Colliers International
CIGI
$5.1B
$23.8K ﹤0.01%
162
+75
+86% +$11.3K
XRAY icon
3437
Dentsply Sirona
XRAY
$2.38B
$23.7K ﹤0.01%
2,072
+932
+82% +$10.9K
CII icon
3438
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$23.6K ﹤0.01%
1,008
-4,100
-80% -$97.2K
BSCQ icon
3439
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$23.5K ﹤0.01%
1,200
-13
-1% -$255
KWR icon
3440
Quaker Houghton
KWR
$2.89B
$23.3K ﹤0.01%
169
+62
+58% +$8.37K
BLZE icon
3441
Backblaze
BLZE
$1.23B
$23.2K ﹤0.01%
+4,976
New +$34.1K
PLGO
3442
Pelagos Insurance Capital
PLGO
$2.12B
$23.2K ﹤0.01%
1,184
-304
-20% -$5.67K
BETR icon
3443
Better Home & Finance Holding
BETR
$313M
$23.1K ﹤0.01%
708
+8
+1% +$432
ODD icon
3444
ODDITY Tech
ODD
$606M
$23K ﹤0.01%
572
-281
-33% -$12.7K
PCRX icon
3445
Pacira BioSciences
PCRX
$971M
$23K ﹤0.01%
888
-983
-53% -$23.4K
BKU icon
3446
Bankunited
BKU
$3.34B
$22.9K ﹤0.01%
514
-362
-41% -$15K
LILA icon
3447
Liberty Latin America Class A
LILA
$1.67B
$22.9K ﹤0.01%
4,563
– –
PMBS
3448
PIMCO Mortgage-Backed Securities Active Exchange-Traded Fund
PMBS
$1.38B
$22.8K ﹤0.01%
+459
New +$22.8K
PAYO icon
3449
Payoneer
PAYO
$2.41B
$22.7K ﹤0.01%
4,044
+2,734
+209% +$15.8K
GKOS icon
3450
Glaukos
GKOS
$10.7B
$22.7K ﹤0.01%
201
-76
-27% -$7.26K
136 137
138
139 140

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.