Rockefeller Capital Management
SOR

Rockefeller Capital Management’s Source Capital SOR Stock Holding History

Rockefeller Capital Management’s Portfolio SOR Stock Details SOR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$24.3K Hold
525
– – ﹤0.01% 3628
2025
Q4 		$24K Hold
525
– – ﹤0.01% 3431
2025
Q3 		$23.6K Buy
+525
New +$23.2K ﹤0.01% 3284
2023
Q1 		– Sell
-525
Closed -$20K – 3634
2022
Q4 		$20K Hold
525
– – ﹤0.01% 2809
2022
Q3 		$18K Hold
525
– – ﹤0.01% 2830
2022
Q2 		$19K Hold
525
– – ﹤0.01% 2783
2022
Q1 		$22K Buy
+525
New +$22K ﹤0.01% 2685

Other funds holding SOR

DWM
DKM Wealth Management Stockton, California $139M AUM 18.91% 1-Year Est. Return
DADC
D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return
DM
Diversified Management Milwaukee, Wisconsin $468M AUM
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MFIM
Mesirow Financial Investment Management Chicago, Illinois $6.18B AUM 18.43% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
HC
Hara Capital Bellevue, Washington $200M AUM 49.32% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
KFAS
Keating Financial Advisory Services Manhattan, Kansas $619M AUM