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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSEY
3351
DELISTED
Diversey Holdings, Ltd. Ordinary Shares
DSEY
$5K ﹤0.01%
1,136
+836
+279% +$5.31K
SDIG
3352
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
$5K ﹤0.01%
512
– –
CAJ
3353
DELISTED
Canon, Inc.
CAJ
$5K ﹤0.01%
302
-447
-60% -$10.5K
SRNE
3354
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$5K ﹤0.01%
3,500
– –
CHRA
3355
DELISTED
Charah Solutions, Inc Common Stock
CHRA
$5K ﹤0.01%
282
– –
OSTRW
3356
DELISTED
Oyster Enterprises Acquisition Corp. Warrant
OSTRW
$5K ﹤0.01%
32,375
– –
TPGY
3357
DELISTED
TPG Pace Beneficial Finance Corp.
TPGY
$5K ﹤0.01%
500
– –
IHTA
3358
DELISTED
Invesco High Income 2024 Target Term Fund
IHTA
$5K ﹤0.01%
+697
New +$5.89K
NBO
3359
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$5K ﹤0.01%
555
– –
ABM icon
3360
ABM Industries
ABM
$2.81B
$4K ﹤0.01%
107
-198
-65% -$8.67K
AGO icon
3361
Assured Guaranty
AGO
$3.34B
$4K ﹤0.01%
118
-185
-61% -$9.93K
ALEX
3362
DELISTED
Alexander & Baldwin
ALEX
$4K ﹤0.01%
274
-374
-58% -$6.88K
AOSL icon
3363
Alpha and Omega Semiconductor
AOSL
$1.03B
$4K ﹤0.01%
140
-26
-16% -$962
ATER icon
3364
Aterian
ATER
$5.22M
$4K ﹤0.01%
333
– –
BCYC
3365
Bicycle Therapeutics
BCYC
$288M
$4K ﹤0.01%
213
– –
BNDW icon
3366
Vanguard Total World Bond ETF
BNDW
$1.89B
$4K ﹤0.01%
69
– –
BRAG
3367
Bragg Gaming Group
BRAG
$51.2M
$4K ﹤0.01%
1,000
– –
CHRS icon
3368
Coherus Oncology
CHRS
$192M
$4K ﹤0.01%
449
-106
-19% -$1.07K
CII icon
3369
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$4K ﹤0.01%
300
– –
DEED icon
3370
First Trust Securitized Plus ETF
DEED
$64.4M
$4K ﹤0.01%
198
– –
DH icon
3371
Definitive Healthcare
DH
$73.7M
$4K ﹤0.01%
316
-345
-52% -$7.59K
DNTH icon
3372
Dianthus Therapeutics
DNTH
$6.25B
$4K ﹤0.01%
188
-37
-16% -$1.01K
EFSC icon
3373
Enterprise Financial Services Corp
EFSC
$2.38B
$4K ﹤0.01%
100
-17
-15% -$773
EIS icon
3374
iShares MSCI Israel ETF
EIS
$888M
$4K ﹤0.01%
75
– –
ELDN icon
3375
Eledon Pharmaceuticals
ELDN
$284M
$4K ﹤0.01%
1,666
– –
133 134
135
136 137

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.