Rockefeller Capital Management’s Neuberger Berman New York Municipal Fund Inc. NBO Stock Holding History

Rockefeller Capital Management’s Portfolio NBO Stock Details NBO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-555	Closed	-$5K	–	4252
2022 Q4	$5K	Hold	555	–	–	﹤0.01%	3358
2022 Q3	$5K	Hold	555	–	–	﹤0.01%	3375
2022 Q2	$5K	Hold	555	–	–	﹤0.01%	3499
2022 Q1	$6K	Hold	555	–	–	﹤0.01%	3309
2021 Q4	$7K	Hold	555	–	–	﹤0.01%	3173
2021 Q3	$7K	Hold	555	–	–	﹤0.01%	3075
2021 Q2	$7K	Hold	555	–	–	﹤0.01%	2947
2021 Q1	$6K	Hold	555	–	–	﹤0.01%	2871
2020 Q4	$6K	Hold	555	–	–	﹤0.01%	2411
2020 Q3	$6K	Hold	555	–	–	﹤0.01%	2196
2020 Q2	$6K	Hold	555	–	–	﹤0.01%	2072
2020 Q1	$6K	Buy	555 +2	+0.4%	+$25	﹤0.01%	1928
2019 Q4	$7K	Buy	+553	New	+$6.87K	﹤0.01%	1728

Other funds holding NBO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

SIA

SkyView Investment Advisors Shrewsbury, New Jersey $743M AUM 17.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bridgewater Advisors New York $1.68B AUM 20.28% 1-Year Est. Return

Rockefeller Capital Management's NBO Position: Q1 2023 in Review

Rockefeller Capital Management sold out of Neuberger Berman New York Municipal Fund Inc. (NBO) in Q1 2023, closing a stake of 555 shares — an estimated $5K sold.

Rockefeller Capital Management first reported a position in NBO in Q4 2019 and held it in 13 quarters. The position peaked at $7K in Q4 2021. 23 funds tracked by Wall St. Rank hold NBO as of Q1 2023.

Rockefeller Capital Management reported no remaining Neuberger Berman New York Municipal Fund Inc. position as of Q1 2023 after selling out during the quarter.
Rockefeller Capital Management sold 555 Neuberger Berman New York Municipal Fund Inc. shares in Q1 2023, an estimated $5K.
Rockefeller Capital Management first reported a position in Neuberger Berman New York Municipal Fund Inc. in Q4 2019 and held it in 13 quarters.
Rockefeller Capital Management's Neuberger Berman New York Municipal Fund Inc. position peaked at $7K in Q4 2021.
23 funds tracked by Wall St. Rank held Neuberger Berman New York Municipal Fund Inc. as of Q1 2023.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.