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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVEO icon
3201
Civeo
CVEO
$318M
$0 ﹤0.01%
47
– –
DARE icon
3202
Dare Bioscience
DARE
$21M
$0 ﹤0.01%
+17
New +$415
DBP icon
3203
Invesco DB Precious Metals Fund
DBP
$255M
$0 ﹤0.01%
15
– –
DK icon
3204
Delek US
DK
$3.58B
– –
-20
Closed –
DVAX
3205
DELISTED
Dynavax Technologies
DVAX
– –
-142
Closed –
DY icon
3206
Dycom Industries
DY
$12.3B
– –
-3,355
Closed -$250K
EAD
3207
Allspring Income Opportunities Fund
EAD
$379M
$0 ﹤0.01%
+77
New +$636
EMHY icon
3208
iShares JPMorgan EM High Yield Bond ETF
EMHY
$627M
– –
-94
Closed -$4K
EUFN icon
3209
iShares MSCI Europe Financials ETF
EUFN
$4.29B
$0 ﹤0.01%
50
– –
EUSA icon
3210
iShares MSCI USA Equal Weighted ETF
EUSA
$1.88B
– –
-66
Closed -$4K
EVGO icon
3211
EVgo
EVGO
$229M
– –
-10,620
Closed -$113K
EWX icon
3212
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
– –
-37
Closed -$1K
FAS icon
3213
Direxion Daily Financial Bull 3x ETF
FAS
$2.44B
$0 ﹤0.01%
+1
New +$77
FCF icon
3214
First Commonwealth Financial
FCF
$2.17B
– –
-283
Closed -$3K
FEMS icon
3215
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$251M
$0 ﹤0.01%
17
– –
FFBC icon
3216
First Financial Bancorp
FFBC
$3.53B
– –
-13
Closed –
FLGB icon
3217
Franklin FTSE United Kingdom ETF
FLGB
$903M
– –
-1,398
Closed -$31K
FLO icon
3218
Flowers Foods
FLO
$1.57B
– –
-41
Closed –
FQAL icon
3219
Fidelity Quality Factor ETF
FQAL
$1.46B
– –
-219
Closed -$9K
FRI icon
3220
First Trust S&P REIT Index Fund
FRI
$196M
– –
-1,020
Closed -$23K
FULT icon
3221
Fulton Financial
FULT
$4.64B
– –
-194
Closed -$2K
FUN icon
3222
Cedar Fair
FUN
$1.67B
– –
-3,170
Closed -$125K
FVAL icon
3223
Fidelity Value Factor ETF
FVAL
$1.38B
– –
-238
Closed -$9K
GECC icon
3224
Great Elm Capital Corp
GECC
$81.7M
$0 ﹤0.01%
10
+6
+150% +$121
GEO icon
3225
The GEO Group
GEO
$4.04B
– –
-28,000
Closed -$248K
127 128
129
130 131

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.