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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAY
3151
DELISTED
Dayforce
DAY
$41.7K ﹤0.01%
603
+33
+6% +$2.27K
FLMI icon
3152
Franklin Dynamic Municipal Bond ETF
FLMI
$2.36B
$41.7K ﹤0.01%
+1,675
New +$41.7K
LKFN icon
3153
Lakeland Financial Corp
LKFN
$1.52B
$41.6K ﹤0.01%
729
+210
+40% +$12.5K
KOCT icon
3154
Innovator US Small Cap Power Buffer ETF October
KOCT
$131M
$41.4K ﹤0.01%
1,230
– –
LBTYA icon
3155
Liberty Global Class A
LBTYA
$3.46B
$41.3K ﹤0.01%
3,707
– –
REYN icon
3156
Reynolds Consumer Products
REYN
$5.51B
$41.1K ﹤0.01%
1,794
+978
+120% +$23.6K
EWM icon
3157
iShares MSCI Malaysia ETF
EWM
$330M
$41K ﹤0.01%
1,500
– –
MDU icon
3158
MDU Resources
MDU
$4.29B
$41K ﹤0.01%
2,101
+605
+40% +$11.9K
CE icon
3159
Celanese
CE
$4.88B
$40.7K ﹤0.01%
963
-571
-37% -$23.3K
CYTK icon
3160
Cytokinetics
CYTK
$10.5B
$40.7K ﹤0.01%
641
+573
+843% +$35.6K
EWD icon
3161
iShares MSCI Sweden ETF
EWD
$593M
$40.7K ﹤0.01%
825
-91
-10% -$4.37K
ULST icon
3162
State Street Ultra Short Term Bond ETF
ULST
$526M
$40.5K ﹤0.01%
1,000
– –
IDR icon
3163
Idaho Strategic Resources
IDR
$560M
$40.3K ﹤0.01%
+1,000
New +$38.2K
TRIP icon
3164
TripAdvisor
TRIP
$1.26B
$40.3K ﹤0.01%
2,767
+1,821
+192% +$27.7K
PTEN icon
3165
Patterson-UTI
PTEN
$4.19B
$40.3K ﹤0.01%
6,591
+4,299
+188% +$25.7K
FIDI icon
3166
Fidelity International High Dividend ETF
FIDI
$363M
$40.2K ﹤0.01%
1,549
+15
+1% +$376
NQP
3167
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$40.1K ﹤0.01%
+3,372
New +$40.7K
TPHD icon
3168
Timothy Plan High Dividend Stock ETF
TPHD
$367M
$40.1K ﹤0.01%
1,040
-123
-11% -$4.75K
DHY
3169
Credit Suisse High Yield Credit Fund
DHY
$243M
$40K ﹤0.01%
+20,000
New +$40.9K
GJUN icon
3170
FT Vest US Equity Moderate Buffer ETF June
GJUN
$535M
$40K ﹤0.01%
1,010
– –
EVTL icon
3171
Vertical Aerospace
EVTL
$115M
$40K ﹤0.01%
7,500
+2,500
+50% +$12.7K
GOCT icon
3172
FT Vest US Equity Moderate Buffer ETF October
GOCT
$265M
$40K ﹤0.01%
1,017
-992
-49% -$38.6K
FLCA icon
3173
Franklin FTSE Canada ETF
FLCA
$857M
$39.8K ﹤0.01%
823
-626
-43% -$29K
HOPE icon
3174
Hope Bancorp
HOPE
$1.79B
$39.7K ﹤0.01%
3,625
+2,862
+375% +$30.8K
SWBI icon
3175
Smith & Wesson
SWBI
$636M
$39.7K ﹤0.01%
4,025
-200
-5% -$1.93K
125 126
127
128 129

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.