Rockefeller Capital Management
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Rockefeller Capital Management’s FT Vest US Equity Moderate Buffer ETF October GOCT Stock Holding History

Rockefeller Capital Management’s Portfolio GOCT Stock Details GOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$22.9K Sell
594
-423
-42% -$16.6K ﹤0.01% 3653
2025
Q4 		$40K Sell
1,017
-992
-49% -$38.6K ﹤0.01% 3172
2025
Q3 		$77K Buy
+2,009
New +$75.2K ﹤0.01% 2708

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BFG
Bouchey Financial Group Troy, New York $1.55B AUM 29.02% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
SP
Sequent Planning Omaha, Nebraska $414M AUM 14.63% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
ASN
Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Rockefeller Capital Management's GOCT Position: Q1 2026 in Review

Rockefeller Capital Management reduced its FT Vest US Equity Moderate Buffer ETF October (GOCT) stake by 42% in Q1 2026, selling an estimated $16.6K and leaving 594 shares worth $22.9K. The position accounts for ﹤0.01% of the portfolio, ranked #3653.

Rockefeller Capital Management first reported a position in GOCT in Q3 2025 and has held it in 3 quarters since. The position peaked at $77K in Q3 2025. 106 funds tracked by Wall St. Rank hold GOCT as of Q1 2026.

  • Rockefeller Capital Management held 594 shares of FT Vest US Equity Moderate Buffer ETF October worth $22.9K as of Q1 2026.
  • Rockefeller Capital Management sold 423 FT Vest US Equity Moderate Buffer ETF October shares in Q1 2026, an estimated $16.6K.
  • FT Vest US Equity Moderate Buffer ETF October made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #3653 holding.
  • Rockefeller Capital Management first reported a position in FT Vest US Equity Moderate Buffer ETF October in Q3 2025 and has held it in 3 quarters since.
  • Rockefeller Capital Management's FT Vest US Equity Moderate Buffer ETF October position peaked at $77K in Q3 2025.
  • 106 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF October as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.