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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDMO icon
3051
Invesco S&P International Developed Momentum ETF
IDMO
$4.24B
$51.5K ﹤0.01%
927
– –
JJSF icon
3052
J&J Snack Foods
JJSF
$1.68B
$51.5K ﹤0.01%
570
+484
+563% +$43.9K
ADEA icon
3053
Adeia
ADEA
$3.07B
$51.4K ﹤0.01%
2,980
+1,781
+149% +$26.4K
LCID icon
3054
Lucid Motors
LCID
$2.6B
$51.3K ﹤0.01%
4,849
-29,356
-86% -$469K
FAN icon
3055
First Trust Global Wind Energy ETF
FAN
$277M
$51.2K ﹤0.01%
2,500
-7
-0.3% -$141
AFBI
3056
DELISTED
Affinity Bancshares
AFBI
$51K ﹤0.01%
2,500
– –
LVHD icon
3057
Franklin US Low Volatility High Dividend Index ETF
LVHD
$623M
$51K ﹤0.01%
1,278
-206
-14% -$8.34K
GPCR icon
3058
Structure Therapeutics
GPCR
$3.82B
$50.8K ﹤0.01%
731
-11
-1% -$449
SNCY
3059
DELISTED
Sun Country Airlines
SNCY
$50.8K ﹤0.01%
3,532
-255
-7% -$3.26K
TPH
3060
DELISTED
Tri Pointe Homes
TPH
$50.8K ﹤0.01%
1,615
+367
+29% +$11.9K
NOV icon
3061
NOV
NOV
$7.38B
$50.7K ﹤0.01%
3,245
+29
+0.9% +$430
XJUN icon
3062
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
$139M
$50.7K ﹤0.01%
1,180
– –
RIOT icon
3063
Riot Platforms
RIOT
$7.34B
$50.6K ﹤0.01%
3,996
+1,207
+43% +$20.6K
ECPG icon
3064
Encore Capital Group
ECPG
$2.01B
$50.5K ﹤0.01%
929
+145
+18% +$6.99K
E icon
3065
ENI
E
$79.4B
$50.4K ﹤0.01%
1,328
-196
-13% -$7.2K
GES
3066
DELISTED
Guess Inc
GES
$50.3K ﹤0.01%
3,005
-846
-22% -$14.3K
WAFD icon
3067
WaFd
WAFD
$2.76B
$50.3K ﹤0.01%
1,571
+208
+15% +$6.42K
NUSA icon
3068
Nuveen ESG 1-5 Year US Aggregate Bond ETF
NUSA
$34.5M
$50.3K ﹤0.01%
2,151
-1,413
-40% -$33.1K
FIP icon
3069
FTAI Infrastructure
FIP
$508M
$50.3K ﹤0.01%
10,905
+6
+0.1% +$30
FLC
3070
Flaherty & Crumrine Total Return Fund
FLC
$175M
$50.2K ﹤0.01%
2,868
-347
-11% -$6.08K
SHBI icon
3071
Shore Bancshares
SHBI
$788M
$50K ﹤0.01%
2,827
+20
+0.7% +$336
AKR icon
3072
Acadia Realty Trust
AKR
$2.78B
$49.9K ﹤0.01%
2,428
-528
-18% -$10.5K
CNYA icon
3073
iShares MSCI China A ETF
CNYA
$208M
$49.8K ﹤0.01%
1,439
– –
BNS icon
3074
Scotiabank
BNS
$108B
$49.7K ﹤0.01%
674
-394
-37% -$26.8K
BETZ icon
3075
Roundhill Sports Betting & iGaming ETF
BETZ
$49.5M
$49.6K ﹤0.01%
2,363
-38
-2% -$824
121 122
123
124 125

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.