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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DT icon
2851
Dynatrace
DT
$14.5B
$16K ﹤0.01%
510
-25
-5% -$967
EIM
2852
Eaton Vance Municipal Bond Fund
EIM
$495M
$16K ﹤0.01%
1,697
-37
-2% -$395
ENS icon
2853
EnerSys
ENS
$6.92B
$16K ﹤0.01%
275
-304
-53% -$19.4K
FHI icon
2854
Federated Hermes
FHI
$4.74B
$16K ﹤0.01%
500
-7
-1% -$239
FJP icon
2855
First Trust Japan AlphaDEX Fund
FJP
$260M
$16K ﹤0.01%
449
– –
HLNE icon
2856
Hamilton Lane
HLNE
$5.69B
$16K ﹤0.01%
290
-510
-64% -$36K
HTZ icon
2857
Hertz
HTZ
$920M
$16K ﹤0.01%
1,002
+1,000
+50,000% +$18.8K
KRG icon
2858
Kite Realty
KRG
$5.26B
$16K ﹤0.01%
941
-1,567
-62% -$30K
LSPD icon
2859
Lightspeed Commerce
LSPD
$1.36B
$16K ﹤0.01%
960
+624
+186% +$12.5K
NNOX icon
2860
Nano X Imaging
NNOX
$74.5M
$16K ﹤0.01%
1,473
– –
OUSM icon
2861
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$883M
$16K ﹤0.01%
556
+2
+0.4% +$66
PNFP icon
2862
Pinnacle Financial Partners Inc
PNFP
$16B
$16K ﹤0.01%
199
-281
-59% -$22.5K
PRIM icon
2863
Primoris Services
PRIM
$4.43B
$16K ﹤0.01%
1,012
-1
-0.1% -$21
RSPH icon
2864
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$792M
$16K ﹤0.01%
670
-18,950
-97% -$519K
SCL icon
2865
Stepan Co
SCL
$1.49B
$16K ﹤0.01%
181
-39
-18% -$4.06K
SPXX icon
2866
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$341M
$16K ﹤0.01%
1,100
– –
STLA icon
2867
Stellantis
STLA
$20.6B
$16K ﹤0.01%
1,436
+986
+219% +$13.2K
SXT icon
2868
Sensient Technologies
SXT
$5.53B
$16K ﹤0.01%
237
+11
+5% +$887
TAIL icon
2869
Cambria Tail Risk ETF
TAIL
$146M
$16K ﹤0.01%
+1,000
New +$16.6K
VHC icon
2870
VirnetX Holding Corp
VHC
$60.3M
$16K ﹤0.01%
698
– –
W icon
2871
Wayfair
W
$14.1B
$16K ﹤0.01%
502
-17
-3% -$898
WK icon
2872
Workiva
WK
$3.75B
$16K ﹤0.01%
206
-93
-31% -$6.35K
QTTB icon
2873
Q32 Bio
QTTB
$442M
$16K ﹤0.01%
559
-11
-2% -$449
QVCGA
2874
DELISTED
QVC Group Inc Series A
QVCGA
$16K ﹤0.01%
163
-18
-10% -$2.61K
MOON
2875
DELISTED
Direxion Moonshot Innovators ETF
MOON
$16K ﹤0.01%
1,275
– –
113 114
115
116 117

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.