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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDFN
2776
DELISTED
Redfin
RDFN
$15K ﹤0.01%
414
+20
+5% +$908
RSPS icon
2777
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$245M
$15K ﹤0.01%
+465
New +$14.9K
SGMO
2778
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$15K ﹤0.01%
2,035
+44
+2% +$382
SMMU icon
2779
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
$15K ﹤0.01%
300
– –
SNDR icon
2780
Schneider National
SNDR
$6.28B
$15K ﹤0.01%
583
– –
SPH icon
2781
Suburban Propane Partners
SPH
$1.18B
$15K ﹤0.01%
1,040
– –
TNDM icon
2782
Tandem Diabetes Care
TNDM
$1.59B
$15K ﹤0.01%
104
+2
+2% +$270
VECO icon
2783
Veeco
VECO
$3.11B
$15K ﹤0.01%
550
– –
VVV icon
2784
Valvoline
VVV
$4.42B
$15K ﹤0.01%
424
-396
-48% -$13.8K
WKHS icon
2785
Workhorse Group
WKHS
$35.6M
$15K ﹤0.01%
1
– –
BCPC
2786
Balchem Corp
BCPC
$5.69B
$15K ﹤0.01%
92
+86
+1,433% +$13.8K
PTVE
2787
DELISTED
Pactiv Evergreen Inc. Common stock
PTVE
$15K ﹤0.01%
1,200
– –
DTP
2788
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$15K ﹤0.01%
303
– –
DCUE
2789
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$15K ﹤0.01%
158
– –
APSG.U
2790
DELISTED
Apollo Strategic Growth Capital Units, each consisting of one Class A Ordinary Share and one-third W
APSG.U
$15K ﹤0.01%
1,506
-3,999
-73% -$40.7K
NUO
2791
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$15K ﹤0.01%
+1,000
New +$16K
ABM icon
2792
ABM Industries
ABM
$2.82B
$14K ﹤0.01%
349
+174
+99% +$7.86K
ACIW icon
2793
ACI Worldwide
ACIW
$5.35B
$14K ﹤0.01%
431
– –
AMC icon
2794
AMC Entertainment Holdings
AMC
$2.23B
$14K ﹤0.01%
52
-1
-2% -$352
COMT icon
2795
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.22B
$14K ﹤0.01%
+473
New +$16.8K
CRS icon
2796
Carpenter Technology
CRS
$28.3B
$14K ﹤0.01%
481
-34
-7% -$1.06K
ECOW icon
2797
Pacer Emerging Markets Cash Cows 100 ETF
ECOW
$225M
$14K ﹤0.01%
600
– –
ENR icon
2798
Energizer
ENR
$1.52B
$14K ﹤0.01%
366
-358
-49% -$13.7K
EWQ icon
2799
iShares MSCI France ETF
EWQ
$334M
$14K ﹤0.01%
380
– –
FNY icon
2800
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$604M
$14K ﹤0.01%
197
– –
110 111
112
113 114

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.