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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRC
2626
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$28K ﹤0.01%
798
-587
-42% -$24.3K
NM
2627
DELISTED
Navios Maritime Holdings Inc.
NM
$28K ﹤0.01%
14,937
– –
APG icon
2628
APi Group
APG
$18.3B
$27K ﹤0.01%
3,065
+2,255
+278% +$24K
AVXL icon
2629
Anavex Life Sciences
AVXL
$314M
$27K ﹤0.01%
2,700
– –
BKU icon
2630
Bankunited
BKU
$3.34B
$27K ﹤0.01%
799
-14
-2% -$524
BRBR icon
2631
BellRing Brands
BRBR
$1.32B
$27K ﹤0.01%
1,354
-605
-31% -$14.5K
DWAS icon
2632
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$444M
$27K ﹤0.01%
396
+7
+2% +$514
EPC icon
2633
Edgewell Personal Care
EPC
$1.29B
$27K ﹤0.01%
733
+395
+117% +$15.4K
KSA icon
2634
iShares MSCI Saudi Arabia ETF
KSA
$625M
$27K ﹤0.01%
682
+94
+16% +$4.05K
MSA icon
2635
Mine Safety
MSA
$7.45B
$27K ﹤0.01%
263
-8
-3% -$984
QDPL icon
2636
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.77B
$27K ﹤0.01%
1,000
– –
SHAK icon
2637
Shake Shack
SHAK
$2.89B
$27K ﹤0.01%
611
-91
-13% -$4.37K
VERU icon
2638
Veru
VERU
$44.5M
$27K ﹤0.01%
240
– –
VMO icon
2639
Invesco Municipal Opportunity Trust
VMO
$658M
$27K ﹤0.01%
3,010
– –
KKR.PRC
2640
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$27K ﹤0.01%
500
– –
AUY
2641
DELISTED
Yamana Gold, Inc.
AUY
$27K ﹤0.01%
6,015
+40
+0.7% +$185
AWI icon
2642
Armstrong World Industries
AWI
$7.75B
$26K ﹤0.01%
338
+123
+57% +$10.4K
BATT icon
2643
Amplify Lithium & Battery Technology ETF
BATT
$126M
$26K ﹤0.01%
2,095
-3,376
-62% -$49.5K
CUZ icon
2644
Cousins Properties
CUZ
$4.83B
$26K ﹤0.01%
1,189
+283
+31% +$8K
GGZ
2645
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$26K ﹤0.01%
2,820
– –
IYY icon
2646
iShares Dow Jones US ETF
IYY
$3.07B
$26K ﹤0.01%
300
– –
JLS icon
2647
Nuveen Mortgage and Income Fund
JLS
$94.9M
$26K ﹤0.01%
1,631
-49
-3% -$819
PLL
2648
DELISTED
Piedmont Lithium
PLL
$26K ﹤0.01%
500
-11
-2% -$566
SFM icon
2649
Sprouts Farmers Market
SFM
$7.96B
$26K ﹤0.01%
947
+96
+11% +$2.73K
WBX
2650
Wallbox
WBX
$79.6M
$26K ﹤0.01%
166
+125
+305% +$22.3K
104 105
106
107 108

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.