Rockefeller Capital Management’s Invesco Dorsey Wright SmallCap Momentum ETF DWAS Stock Holding History

Rockefeller Capital Management’s Portfolio DWAS Stock Details DWAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$45.3K	Sell	460 -1	-0.2%	-$100	﹤0.01%	3331
2025 Q4	$44.6K	Sell	461 -1	-0.2%	-$95	﹤0.01%	3133
2025 Q3	$42.6K	Buy	+462	New	+$40.4K	﹤0.01%	2989
2023 Q1	–	Sell	-400	Closed	-$29K	–	2478
2022 Q4	$29K	Buy	400 +4	+1%	+$297	﹤0.01%	2645
2022 Q3	$27K	Buy	396 +7	+2%	+$514	﹤0.01%	2639
2022 Q2	$26K	Sell	389 -2	-0.5%	-$157	﹤0.01%	2596
2022 Q1	$33K	Buy	391 +14	+4%	+$1.16K	﹤0.01%	2496
2021 Q4	$33K	Hold	377	–	–	﹤0.01%	2397
2021 Q3	$33K	Buy	377 +7	+2%	+$601	﹤0.01%	2340
2021 Q2	$33K	Sell	370 -15	-4%	-$1.29K	﹤0.01%	2255
2021 Q1	$32K	Buy	385 +9	+2%	+$773	﹤0.01%	2069
2020 Q4	$28K	Sell	376 -17	-4%	-$1.16K	﹤0.01%	1875
2020 Q3	$23K	Sell	393 -19	-5%	-$1.1K	﹤0.01%	1743
2020 Q2	$22K	Sell	412 -43	-9%	-$2.06K	﹤0.01%	1644
2020 Q1	$19K	Buy	+455	New	+$23.7K	﹤0.01%	1528

Other funds holding DWAS

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Rockefeller Capital Management's DWAS Position: Q1 2026 in Review

Rockefeller Capital Management reduced its Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) stake by 0.22% in Q1 2026, selling an estimated $100 and leaving 460 shares worth $45.3K. The position accounts for ﹤0.01% of the portfolio, ranked #3331.

Rockefeller Capital Management first reported a position in DWAS in Q1 2020 and has held it in 15 quarters since. 102 funds tracked by Wall St. Rank hold DWAS as of Q1 2026.

Rockefeller Capital Management held 460 shares of Invesco Dorsey Wright SmallCap Momentum ETF worth $45.3K as of Q1 2026.
Rockefeller Capital Management sold 1 Invesco Dorsey Wright SmallCap Momentum ETF share in Q1 2026, an estimated $100.
Invesco Dorsey Wright SmallCap Momentum ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #3331 holding.
Rockefeller Capital Management first reported a position in Invesco Dorsey Wright SmallCap Momentum ETF in Q1 2020 and has held it in 15 quarters since.
102 funds tracked by Wall St. Rank held Invesco Dorsey Wright SmallCap Momentum ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.