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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXSE
2576
DELISTED
WisdomTree India Ex-State-Owned Enterprises Fund
IXSE
$31K ﹤0.01%
1,020
– –
RSX
2577
DELISTED
VanEck Russia ETF
RSX
$31K ﹤0.01%
5,538
– –
ACHC icon
2578
Acadia Healthcare
ACHC
$2.96B
$30K ﹤0.01%
396
+15
+4% +$1.2K
BMVP icon
2579
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$106M
$30K ﹤0.01%
948
– –
CSV icon
2580
Carriage Services
CSV
$544M
$30K ﹤0.01%
950
– –
EWM icon
2581
iShares MSCI Malaysia ETF
EWM
$330M
$30K ﹤0.01%
1,500
– –
FYX icon
2582
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$30K ﹤0.01%
421
+101
+32% +$8.21K
GFF icon
2583
Griffon
GFF
$4.75B
$30K ﹤0.01%
1,023
+602
+143% +$18.3K
HWC icon
2584
Hancock Whitney
HWC
$6.23B
$30K ﹤0.01%
660
+486
+279% +$23.4K
IGD
2585
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$522M
$30K ﹤0.01%
6,105
-918
-13% -$5K
IONQ icon
2586
IonQ
IONQ
$15.9B
$30K ﹤0.01%
6,000
+4,570
+320% +$25.3K
ITT icon
2587
ITT
ITT
$18.9B
$30K ﹤0.01%
474
-120
-20% -$8.75K
IZRL icon
2588
ARK Israel Innovative Technology ETF
IZRL
$140M
$30K ﹤0.01%
1,789
+1,689
+1,689% +$32.5K
NHI icon
2589
National Health Investors
NHI
$3.59B
$30K ﹤0.01%
547
-146
-21% -$9.2K
NMFC icon
2590
New Mountain Finance
NMFC
$726M
$30K ﹤0.01%
2,639
+1,125
+74% +$14.4K
NX icon
2591
Quanex
NX
$967M
$30K ﹤0.01%
1,661
+1,157
+230% +$26.2K
SLVM icon
2592
Sylvamo
SLVM
$1.6B
$30K ﹤0.01%
900
-506
-36% -$19.2K
VRSN icon
2593
VeriSign
VRSN
$26.5B
$30K ﹤0.01%
178
-56
-24% -$10.4K
INFN
2594
DELISTED
Infinera Corporation Common Stock
INFN
$30K ﹤0.01%
6,304
+2,212
+54% +$12.1K
ADNT icon
2595
Adient
ADNT
$1.44B
$29K ﹤0.01%
1,103
+20
+2% +$649
ADX icon
2596
Adams Diversified Equity Fund
ADX
$3.21B
$29K ﹤0.01%
2,000
-944
-32% -$15.2K
BANX
2597
ArrowMark Financial
BANX
$197M
$29K ﹤0.01%
1,700
– –
BOCT icon
2598
Innovator US Equity Buffer ETF October
BOCT
$289M
$29K ﹤0.01%
+1,000
New +$31.7K
DLB icon
2599
Dolby
DLB
$5.82B
$29K ﹤0.01%
455
-201
-31% -$14.9K
ESGR
2600
DELISTED
Enstar Group
ESGR
$29K ﹤0.01%
172
+110
+177% +$21.5K
102 103
104
105 106

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.