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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIVE icon
2526
Five Below
FIVE
$13B
$34K ﹤0.01%
248
-445
-64% -$58.4K
MHF
2527
Western Asset Municipal High Income Fund
MHF
$153M
$34K ﹤0.01%
+5,632
New +$37.5K
PSFM icon
2528
Pacer Swan SOS Flex April ETF
PSFM
$25.7M
$34K ﹤0.01%
1,700
– –
RNP icon
2529
Cohen & Steers REIT and Preferred and Income Fund
RNP
$980M
$34K ﹤0.01%
1,769
-1,151
-39% -$26.3K
ROBT icon
2530
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$779M
$34K ﹤0.01%
1,021
+830
+435% +$32.1K
SII
2531
Sprott
SII
$2.97B
$34K ﹤0.01%
1,021
+518
+103% +$18.6K
SSB icon
2532
SouthState Bank Corp
SSB
$10.5B
$34K ﹤0.01%
430
+305
+244% +$24.5K
TLK icon
2533
Telkom Indonesia
TLK
$14.7B
$34K ﹤0.01%
1,200
+434
+57% +$12.7K
VGR
2534
DELISTED
Vector Group Ltd.
VGR
$34K ﹤0.01%
3,926
+2,729
+228% +$27.7K
CLOU icon
2535
Global X Cloud Computing ETF
CLOU
$271M
$33K ﹤0.01%
2,080
-1
-0% -$17
CWST icon
2536
Casella Waste Systems
CWST
$5.72B
$33K ﹤0.01%
440
-276
-39% -$22.1K
DFEB icon
2537
FT Vest US Equity Deep Buffer ETF February
DFEB
$463M
$33K ﹤0.01%
1,030
+670
+186% +$22.8K
EDIV icon
2538
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$33K ﹤0.01%
1,500
– –
EQWL icon
2539
Invesco S&P 100 Equal Weight ETF
EQWL
$2.78B
$33K ﹤0.01%
498
+60
+14% +$4.46K
EWH icon
2540
iShares MSCI Hong Kong ETF
EWH
$1.23B
$33K ﹤0.01%
1,830
+411
+29% +$8.5K
FSEP icon
2541
FT Vest US Equity Buffer ETF September
FSEP
$1.25B
$33K ﹤0.01%
+1,048
New +$34.8K
FSLY icon
2542
Fastly Inc
FSLY
$4.42B
$33K ﹤0.01%
3,703
-20
-0.5% -$213
GAM
2543
General American Investors Company
GAM
$1.62B
$33K ﹤0.01%
986
-131
-12% -$4.85K
JOUT icon
2544
Johnson Outdoors
JOUT
$501M
$33K ﹤0.01%
+655
New +$41K
MUFG icon
2545
Mitsubishi UFJ Financial
MUFG
$251B
$33K ﹤0.01%
7,583
-310
-4% -$1.61K
NYT icon
2546
New York Times
NYT
$10.5B
$33K ﹤0.01%
1,203
+98
+9% +$3K
PTEN icon
2547
Patterson-UTI
PTEN
$4.19B
$33K ﹤0.01%
2,905
+1,288
+80% +$18.4K
SVC
2548
Service Properties Trust
SVC
$1.05B
$33K ﹤0.01%
1,300
+1,065
+453% +$35.3K
WASH icon
2549
Washington Trust Bancorp
WASH
$735M
$33K ﹤0.01%
728
+701
+2,596% +$35.8K
GXDW
2550
Global X Funds Global X Dorsey Wright Thematic ETF
GXDW
$6.36M
$33K ﹤0.01%
1,300
-134
-9% -$4.05K
100 101
102
103 104

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.