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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
-22.32%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$83.6M
AUM Growth
-$33.2M
Cap. Flow
-$7.94M
Cap. Flow %
-9.5%
Top 10 Hldgs %
42.82%
Holding
56
New
3
Increased
9
Reduced
27
Closed
4

Top Buys

Rank Stock Value
1
WAL icon
Western Alliance Bancorporation
WAL
+$1.31M
2
CADE
Cadence Bancorporation
CADE
+$810K
3
AMTB icon
Amerant Bancorp
AMTB
+$707K
4
PLBC icon
Plumas Bancorp
PLBC
+$387K
5
PACW
PacWest Bancorp
PACW
+$367K

Top Sells

Rank Stock Value
1
ISTR icon
Investar Holding Corp
ISTR
+$4.03M
2
PNBK icon
Patriot National Bancorp
PNBK
+$894K
3
AX icon
Axos Financial
AX
+$808K
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$604K
5
FBIZ icon
First Business Financial Services
FBIZ
+$589K

Sector Composition

Rank Sector Weight
1 Financials 86.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNBK icon
51
Patriot National Bancorp
PNBK
$129M
$63K 0.08%
4,453
-47,047
-91% -$894K
CSTR
52
DELISTED
CapStar Financial Holdings, Inc
CSTR
$7K 0.01%
+500
New +$7.71K
AX icon
53
Axos Financial
AX
$5.65B
– –
-23,500
Closed -$808K
HTH icon
54
Hilltop Holdings
HTH
$2.27B
– –
-18,800
Closed -$379K
ISTR icon
55
Investar Holding Corp
ISTR
$418M
– –
-149,960
Closed -$4.03M
FBC
56
DELISTED
Flagstar Bancorp, Inc. New
FBC
– –
-9,500
Closed -$299K
1 2
3

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River Oaks Capital's Q4 2018 Portfolio in Review

As of Q4 2018, River Oaks Capital held 56 positions worth $83.6M, down 28% from $117M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

River Oaks Capital withdrew a net $7.94M in Q4 2018, closing 4 positions and reducing 27 holdings. Its most notable exit was Investar Holding Corp, an estimated $4.03M position sold in full.

By sector, the portfolio is most concentrated in Financials at 87% of assets, down from 88% a quarter earlier.

Against the trend, River Oaks Capital opened a new position in Amerant Bancorp worth $445K.

  • River Oaks Capital's largest Q4 2018 buy was Amerant Bancorp: 34,200 shares worth $445K.
  • River Oaks Capital added most to Western Alliance Bancorporation in Q4 2018, an estimated $1.31M increase.
  • River Oaks Capital's biggest Q4 2018 reduction was Patriot National Bancorp, cutting an estimated $894K.
  • River Oaks Capital fully exited Investar Holding Corp in Q4 2018, selling an estimated $4.03M.
  • River Oaks Capital's ten largest holdings make up 43% of its $83.6M portfolio in Q4 2018.
  • River Oaks Capital opened 3 new positions and closed 4 in Q4 2018.
  • River Oaks Capital's portfolio value fell 28% quarter-over-quarter to $83.6M.

Based on River Oaks Capital's 13F filing for Q4 2018, filed 11 Feb 2019.