ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.55%
This Quarter Est. Return
1 Year Est. Return
-13.55%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$126M
AUM Growth
-$799K
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
61
New
Increased
Reduced
Closed

Top Buys

1
+$668K
2
+$328K
3
+$325K
4
SBT
Sterling Bancorp, Inc. Common Stock
SBT
+$289K
5
FBIZ icon
First Business Financial Services
FBIZ
+$260K

Top Sells

1
+$1.63M
2
+$949K
3
+$742K
4
LBAI
Lakeland Bancorp Inc
LBAI
+$675K
5
AX icon
Axos Financial
AX
+$581K

Sector Composition

1 Financials 87.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$261K 0.21%
2,500
52
$211K 0.17%
+6,870
53
$147K 0.12%
4,309
54
$103K 0.08%
+3,803
55
$102K 0.08%
2,500
56
– –
-4,000
57
– –
-843
58
– –
-103,120
59
– –
-2,262
60
– –
-15,000
61
– –
-4,952
1 2
3