ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
This Quarter Return
+2.29%
1 Year Return
-13.55%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$125M
AUM Growth
+$125M
Cap. Flow
-$4.89M
Cap. Flow %
-3.9%
Top 10 Hldgs %
35.87%
Holding
64
New
3
Increased
5
Reduced
18
Closed
4

Top Buys

1
CARO
Carolina Financial Corp.
CARO
$3.18M
2
SBT
Sterling Bancorp, Inc. Common Stock
SBT
$928K
3
TCF
TCF Financial Corporation
TCF
$564K
4
MRBK icon
Meridian
MRBK
$500K
5
EFSC icon
Enterprise Financial Services Corp
EFSC
$316K

Top Sells

1
FSBK
First South Bancorp Inc/VA
FSBK
$3.13M
2
EGBN icon
Eagle Bancorp
EGBN
$2.32M
3
TOWN icon
Towne Bank
TOWN
$812K
4
FCB
FCB Financial Holdings, Inc.
FCB
$662K
5
LBAI
Lakeland Bancorp Inc
LBAI
$616K

Sector Composition

1 Financials 88.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MRBK icon
51
Meridian
MRBK
$178M
$500K 0.4% +25,000 New +$500K
HMST icon
52
HomeStreet
HMST
$262M
$449K 0.36% 15,500 – –
CADE
53
DELISTED
Cadence Bancorporation
CADE
$393K 0.31% 14,500 +5,998 +71% +$163K
HMTA
54
DELISTED
HomeTown Bankshares Corporation Common Stock
HMTA
$346K 0.28% 30,929 – –
JPM icon
55
JPMorgan Chase
JPM
$829B
$267K 0.21% 2,500 – –
PBIP
56
DELISTED
Prudential Bancorp, Inc.
PBIP
$236K 0.19% 13,400 – –
MSFG
57
DELISTED
MainSource Financial Group Inc
MSFG
$180K 0.14% 4,952 – –
VBFC
58
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$132K 0.11% 4,309 – –
FBK icon
59
FB Financial Corp
FBK
$2.89B
$105K 0.08% 2,500 – –
BOCH
60
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$26K 0.02% 2,262 -40,361 -95% -$464K
EGBN icon
61
Eagle Bancorp
EGBN
$590M
– – -34,600 Closed -$2.32M
TCBK icon
62
TriCo Bancshares
TCBK
$1.48B
– – -5,400 Closed -$220K
FCB
63
DELISTED
FCB Financial Holdings, Inc.
FCB
– – -13,700 Closed -$662K
FSBK
64
DELISTED
First South Bancorp Inc/VA
FSBK
– – -169,000 Closed -$3.13M
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