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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+2.28%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$125M
AUM Growth
-$3.55M
Cap. Flow
-$5.45M
Cap. Flow %
-4.35%
Top 10 Hldgs %
35.87%
Holding
64
New
3
Increased
5
Reduced
18
Closed
4

Top Buys

Rank Stock Value
1
CARO
Carolina Financial Corp.
CARO
+$3.16M
2
SBT
Sterling Bancorp, Inc. Common Stock
SBT
+$934K
3
TCF
TCF Financial Corporation
TCF
+$514K
4
MRBK icon
Meridian
MRBK
+$471K
5
EFSC icon
Enterprise Financial Services Corp
EFSC
+$306K

Top Sells

Rank Stock Value
1
FSBK
First South Bancorp Inc/VA
FSBK
+$3.13M
2
EGBN icon
Eagle Bancorp
EGBN
+$2.32M
3
TOWN icon
Towne Bank
TOWN
+$881K
4
FCB
FCB Financial Holdings, Inc.
FCB
+$662K
5
LBAI
Lakeland Bancorp Inc
LBAI
+$649K

Sector Composition

Rank Sector Weight
1 Financials 88.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRBK icon
51
Meridian
MRBK
$233M
$500K 0.4%
+50,000
New +$471K
MCHB
52
Mechanics Bancorp
MCHB
$3.67B
$449K 0.36%
15,500
– –
CADE
53
DELISTED
Cadence Bancorporation
CADE
$393K 0.31%
14,500
+5,998
+71% +$145K
HMTA
54
DELISTED
HomeTown Bankshares Corporation Common Stock
HMTA
$346K 0.28%
30,929
– –
JPM icon
55
JPMorgan Chase
JPM
$940B
$267K 0.21%
2,500
– –
PBIP
56
DELISTED
Prudential Bancorp, Inc.
PBIP
$236K 0.19%
13,400
– –
MSFG
57
DELISTED
MainSource Financial Group Inc
MSFG
$180K 0.14%
4,952
– –
VBFC
58
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$132K 0.11%
4,309
– –
FBK icon
59
FB Financial Corp
FBK
$2.99B
$105K 0.08%
2,500
– –
BOCH
60
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$26K 0.02%
2,262
-40,361
-95% -$468K
EGBN icon
61
Eagle Bancorp
EGBN
$836M
– –
-34,600
Closed -$2.32M
TCBK icon
62
TriCo Bancshares
TCBK
$1.84B
– –
-5,400
Closed -$220K
FCB
63
DELISTED
FCB Financial Holdings, Inc.
FCB
– –
-13,700
Closed -$662K
FSBK
64
DELISTED
First South Bancorp Inc/VA
FSBK
– –
-169,000
Closed -$3.13M
1 2
3

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River Oaks Capital's Q4 2017 Portfolio in Review

As of Q4 2017, River Oaks Capital held 64 positions worth $125M, down 2.8% from $129M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

River Oaks Capital withdrew a net $5.45M in Q4 2017, closing 4 positions and reducing 18 holdings. Its most notable exit was First South Bancorp Inc/VA, an estimated $3.13M position sold in full.

By sector, the portfolio is most concentrated in Financials at 88% of assets, up from 85% a quarter earlier.

Against the trend, River Oaks Capital opened a new position in Carolina Financial Corp. worth $3.18M.

  • River Oaks Capital's largest Q4 2017 buy was Carolina Financial Corp.: 85,581 shares worth $3.18M.
  • River Oaks Capital added most to TCF Financial Corporation in Q4 2017, an estimated $514K increase.
  • River Oaks Capital's biggest Q4 2017 reduction was Towne Bank, cutting an estimated $881K.
  • River Oaks Capital fully exited First South Bancorp Inc/VA in Q4 2017, selling an estimated $3.13M.
  • River Oaks Capital's ten largest holdings make up 36% of its $125M portfolio in Q4 2017.
  • River Oaks Capital opened 3 new positions and closed 4 in Q4 2017.
  • River Oaks Capital's portfolio value fell 2.8% quarter-over-quarter to $125M.

Based on River Oaks Capital's 13F filing for Q4 2017, filed 12 Feb 2018.