We are live on ! Find out more
ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+3.21%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
+$1.07M
Cap. Flow
-$1.91M
Cap. Flow %
-1.57%
Top 10 Hldgs %
36.77%
Holding
60
New
2
Increased
9
Reduced
16
Closed
3

Top Buys

Rank Stock Value
1
UVSP icon
Univest Financial
UVSP
+$788K
2
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$691K
3
AX icon
Axos Financial
AX
+$462K
4
ISTR icon
Investar Holding Corp
ISTR
+$449K
5
MOFG
MidWestOne Financial Group
MOFG
+$400K

Top Sells

Rank Stock Value
1
TCBK icon
TriCo Bancshares
TCBK
+$1.17M
2
SGBK
Stonegate Bank
SGBK
+$780K
3
SCNB
Suffolk Bancorp
SCNB
+$655K
4
SNBC
Sun Bancorp Inc
SNBC
+$604K
5
ABCB icon
Ameris Bancorp
ABCB
+$462K

Sector Composition

Rank Sector Weight
1 Financials 82.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOFG
51
DELISTED
MidWestOne Financial Group
MOFG
$381K 0.31%
+11,100
New +$400K
HMTA
52
DELISTED
HomeTown Bankshares Corporation Common Stock
HMTA
$300K 0.25%
30,929
– –
TCBK icon
53
TriCo Bancshares
TCBK
$1.85B
$298K 0.24%
8,400
-33,000
-80% -$1.17M
PBIP
54
DELISTED
Prudential Bancorp, Inc.
PBIP
$239K 0.2%
13,400
-200
-1% -$3.49K
JPM icon
55
JPMorgan Chase
JPM
$939B
$220K 0.18%
2,500
– –
HAFC icon
56
Hanmi Financial
HAFC
$943M
$101K 0.08%
3,300
– –
FBK icon
57
FB Financial Corp
FBK
$2.95B
$88K 0.07%
+2,500
New +$73.7K
CBAN icon
58
Colony Bankcorp
CBAN
$462M
– –
-26,500
Closed -$350K
CVLY
59
DELISTED
Codorus Valley Bancorp Inc
CVLY
– –
-4,051
Closed -$100K
SCNB
60
DELISTED
Suffolk Bancorp
SCNB
– –
-15,300
Closed -$655K
1 2
3

Similar funds

IVMX
Institutional Venture Management XIV Menlo Park, California $67.7M AUM 8.12% 1-Year Est. Return
E
Ergoteles New York $68.2M AUM 36.16% 1-Year Est. Return
AM
Anqa Management Sag Harbor, New York $66.5M AUM 36.45% 1-Year Est. Return
FA
Financial Advantage Columbia, Maryland $65.2M AUM 14.55% 1-Year Est. Return
JCG
John C. Goff $70.7M AUM 4.99% 1-Year Est. Return
JAMONY
Jacob Asset Management of New York Hermosa Beach, California $70.9M AUM 14.28% 1-Year Est. Return
MCMI
Matrix China Management IV Grand Cayman, Cayman Islands $64.3M AUM 53.64% 1-Year Est. Return
LCM
Lewis Capital Management Beverly Hills, California $64.2M AUM 18.3% 1-Year Est. Return

River Oaks Capital's Q1 2017 Portfolio in Review

As of Q1 2017, River Oaks Capital held 60 positions worth $122M, up 0.89% from $121M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

River Oaks Capital's Q1 2017 filing shows 2 new, 9 increased, 16 reduced and 3 closed positions. Its largest new stake was MidWestOne Financial Group: 11,100 shares worth $381K. The largest sale was TriCo Bancshares, an estimated $1.17M.

By sector, the portfolio is most concentrated in Financials at 83% of assets, down from 83% a quarter earlier.

  • River Oaks Capital's largest Q1 2017 buy was MidWestOne Financial Group: 11,100 shares worth $381K.
  • River Oaks Capital added most to Univest Financial in Q1 2017, an estimated $788K increase.
  • River Oaks Capital's biggest Q1 2017 reduction was TriCo Bancshares, cutting an estimated $1.17M.
  • River Oaks Capital fully exited Suffolk Bancorp in Q1 2017, selling an estimated $655K.
  • River Oaks Capital's ten largest holdings make up 37% of its $122M portfolio in Q1 2017.
  • River Oaks Capital opened 2 new positions and closed 3 in Q1 2017.
  • River Oaks Capital's portfolio value rose 0.89% quarter-over-quarter to $122M.

Based on River Oaks Capital's 13F filing for Q1 2017, filed 11 May 2017.