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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+6.24%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$94.8M
AUM Growth
+$3M
Cap. Flow
-$2.19M
Cap. Flow %
-2.31%
Top 10 Hldgs %
47.97%
Holding
51
New
–
Increased
8
Reduced
19
Closed
2

Top Buys

Rank Stock Value
1
FIBK icon
First Interstate BancSystem
FIBK
+$2.83M
2
WAL icon
Western Alliance Bancorporation
WAL
+$246K
3
MRBK icon
Meridian
MRBK
+$234K
4
CADE
Cadence Bancorporation
CADE
+$206K
5
HTBK
Heritage Commerce
HTBK
+$135K

Top Sells

Rank Stock Value
1
HWBK icon
Hawthorn Bancshares
HWBK
+$795K
2
TCBI icon
Texas Capital Bancshares
TCBI
+$753K
3
TOWN icon
Towne Bank
TOWN
+$636K
4
SIVB
SVB Financial Group
SIVB
+$601K
5
CARO
Carolina Financial Corp.
CARO
+$471K

Sector Composition

Rank Sector Weight
1 Financials 87.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UVSP icon
26
Univest Financial
UVSP
$1.23B
$1.33M 1.4%
50,700
– –
CNOB icon
27
Center Bancorp
CNOB
$1.63B
$1.28M 1.36%
56,680
-339
-0.6% -$7.31K
HTBK
28
DELISTED
Heritage Commerce
HTBK
$1.26M 1.33%
103,000
+11,000
+12% +$135K
SMBC icon
29
Southern Missouri Bancorp
SMBC
$855M
$1.11M 1.17%
31,890
– –
SSFN
30
DELISTED
Stewardship Financial Corp
SSFN
$1.11M 1.17%
71,560
+64
+0.1% +$703
MPB icon
31
Mid Penn Bancorp
MPB
$942M
$996K 1.05%
39,927
– –
ZION icon
32
Zions Bancorporation
ZION
$10.1B
$952K 1%
20,700
– –
HOMB icon
33
Home BancShares
HOMB
$6.21B
$874K 0.92%
45,400
-18,100
-29% -$337K
LTXB
34
DELISTED
LegacyTexas Financial Group Inc
LTXB
$859K 0.91%
21,100
-6,000
-22% -$235K
GWB
35
DELISTED
Great Western Bancorp, Inc.
GWB
$764K 0.81%
21,400
-6,100
-22% -$205K
BWB icon
36
Bridgewater Bancshares
BWB
$579M
$743K 0.78%
64,400
– –
MRBK icon
37
Meridian
MRBK
$236M
$651K 0.69%
77,036
+27,036
+54% +$234K
FSBW icon
38
FS Bancorp
FSBW
$324M
$631K 0.67%
24,312
– –
LBAI
39
DELISTED
Lakeland Bancorp Inc
LBAI
$623K 0.66%
38,600
-200
-0.5% -$3.18K
BOTJ icon
40
Bank Of The James
BOTJ
$122M
$546K 0.58%
40,700
– –
BKJ
41
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$513K 0.54%
36,942
– –
BOKF icon
42
BOK Financial
BOKF
$8.64B
$294K 0.31%
3,900
– –
JPM icon
43
JPMorgan Chase
JPM
$939B
$224K 0.24%
2,000
– –
FFBC icon
44
First Financial Bancorp
FFBC
$3.55B
$166K 0.18%
6,870
– –
CWBC
45
Community West Bancshares
CWBC
$678M
$150K 0.16%
7,000
-8,000
-53% -$159K
VBFC
46
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$142K 0.15%
4,314
– –
FBIZ icon
47
First Business Financial Services
FBIZ
$562M
$139K 0.15%
5,900
-5,900
-50% -$134K
FBMS
48
DELISTED
The First Bancshares, Inc.
FBMS
$79K 0.08%
2,600
-14,400
-85% -$440K
CSTR
49
DELISTED
CapStar Financial Holdings, Inc
CSTR
$68K 0.07%
4,500
– –
AMTB icon
50
Amerant Bancorp
AMTB
$1.12B
– –
-32,700
Closed -$456K
1
2
3

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River Oaks Capital's Q2 2019 Portfolio in Review

As of Q2 2019, River Oaks Capital held 51 positions worth $94.8M, up 3.3% from $91.8M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Trading was light in Q2 2019: portfolio turnover was 3.9%. River Oaks Capital opened no new positions and exited 2, leaving the 51-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 87% of assets, up from 87% a quarter earlier.

  • River Oaks Capital added most to First Interstate BancSystem in Q2 2019, an estimated $2.83M increase.
  • River Oaks Capital's biggest Q2 2019 reduction was Hawthorn Bancshares, cutting an estimated $795K.
  • River Oaks Capital fully exited Texas Capital Bancshares in Q2 2019, selling an estimated $753K.
  • River Oaks Capital's ten largest holdings make up 48% of its $94.8M portfolio in Q2 2019.
  • River Oaks Capital opened 0 new positions and closed 2 in Q2 2019.
  • River Oaks Capital's portfolio value rose 3.3% quarter-over-quarter to $94.8M.

Based on River Oaks Capital's 13F filing for Q2 2019, filed 12 Aug 2019.