ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.55%
This Quarter Est. Return
1 Year Est. Return
-13.55%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$94.8M
AUM Growth
+$3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
51
New
Increased
Reduced
Closed

Top Buys

1
+$2.81M
2
+$246K
3
+$228K
4
CADE
Cadence Bancorporation
CADE
+$208K
5
HTBK icon
Heritage Commerce
HTBK
+$135K

Top Sells

1
+$868K
2
+$753K
3
+$657K
4
SIVB
SVB Financial Group
SIVB
+$584K
5
CARO
Carolina Financial Corp.
CARO
+$463K

Sector Composition

1 Financials 87.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$1.33M 1.4%
50,700
27
$1.28M 1.36%
56,680
-339
28
$1.26M 1.33%
103,000
+11,000
29
$1.11M 1.17%
31,890
30
$1.11M 1.17%
71,560
+64
31
$996K 1.05%
39,927
32
$952K 1%
20,700
33
$874K 0.92%
45,400
-18,100
34
$859K 0.91%
21,100
-6,000
35
$764K 0.81%
21,400
-6,100
36
$743K 0.78%
64,400
37
$651K 0.69%
77,036
+27,036
38
$631K 0.67%
24,312
39
$623K 0.66%
38,600
-200
40
$546K 0.58%
40,700
41
$513K 0.54%
36,942
42
$294K 0.31%
3,900
43
$224K 0.24%
2,000
44
$166K 0.18%
6,870
45
$150K 0.16%
7,000
-8,000
46
$142K 0.15%
4,314
47
$139K 0.15%
5,900
-5,900
48
$79K 0.08%
2,600
-14,400
49
$68K 0.07%
4,500
50
– –
-32,700
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