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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
-22.32%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$83.6M
AUM Growth
-$33.2M
Cap. Flow
-$7.94M
Cap. Flow %
-9.5%
Top 10 Hldgs %
42.82%
Holding
56
New
3
Increased
9
Reduced
27
Closed
4

Top Buys

Rank Stock Value
1
WAL icon
Western Alliance Bancorporation
WAL
+$1.31M
2
CADE
Cadence Bancorporation
CADE
+$810K
3
AMTB icon
Amerant Bancorp
AMTB
+$707K
4
PLBC icon
Plumas Bancorp
PLBC
+$387K
5
PACW
PacWest Bancorp
PACW
+$367K

Top Sells

Rank Stock Value
1
ISTR icon
Investar Holding Corp
ISTR
+$4.03M
2
PNBK icon
Patriot National Bancorp
PNBK
+$894K
3
AX icon
Axos Financial
AX
+$808K
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$604K
5
FBIZ icon
First Business Financial Services
FBIZ
+$589K

Sector Composition

Rank Sector Weight
1 Financials 86.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CADE
26
DELISTED
Cadence Bancorporation
CADE
$1.37M 1.64%
81,700
+38,200
+88% +$810K
CNOB icon
27
Center Bancorp
CNOB
$1.64B
$1.28M 1.53%
69,100
-22,400
-24% -$459K
SBT
28
DELISTED
Sterling Bancorp, Inc. Common Stock
SBT
$1.18M 1.41%
169,300
+6,043
+4% +$56.7K
UVSP icon
29
Univest Financial
UVSP
$1.23B
$1.09M 1.31%
50,700
– –
SMBC icon
30
Southern Missouri Bancorp
SMBC
$860M
$1.08M 1.3%
31,996
-14,504
-31% -$504K
MPB icon
31
Mid Penn Bancorp
MPB
$962M
$919K 1.1%
39,927
– –
TCBI icon
32
Texas Capital Bancshares
TCBI
$4.29B
$904K 1.08%
17,700
+700
+4% +$44.1K
BWB icon
33
Bridgewater Bancshares
BWB
$580M
$900K 1.08%
85,300
-39,700
-32% -$459K
LTXB
34
DELISTED
LegacyTexas Financial Group Inc
LTXB
$870K 1.04%
27,100
-6,100
-18% -$233K
GWB
35
DELISTED
Great Western Bancorp, Inc.
GWB
$859K 1.03%
27,500
-500
-2% -$18.2K
ZION icon
36
Zions Bancorporation
ZION
$10B
$843K 1.01%
20,700
+500
+2% +$23.3K
FBIZ icon
37
First Business Financial Services
FBIZ
$565M
$835K 1%
42,800
-28,400
-40% -$589K
LBAI
38
DELISTED
Lakeland Bancorp Inc
LBAI
$662K 0.79%
44,691
-23,608
-35% -$381K
SSFN
39
DELISTED
Stewardship Financial Corp
SSFN
$601K 0.72%
66,000
– –
BOTJ icon
40
Bank Of The James
BOTJ
$123M
$522K 0.62%
44,185
+17,125
+63% +$223K
FSBW icon
41
FS Bancorp
FSBW
$320M
$521K 0.62%
24,312
– –
CWBC
42
Community West Bancshares
CWBC
$684M
$482K 0.58%
25,550
-3,550
-12% -$70.5K
BKJ
43
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$481K 0.58%
36,942
-7,419
-17% -$110K
AMTB icon
44
Amerant Bancorp
AMTB
$1.15B
$445K 0.53%
+34,200
New +$707K
MRBK icon
45
Meridian
MRBK
$237M
$429K 0.51%
50,000
– –
BOKF icon
46
BOK Financial
BOKF
$8.62B
$286K 0.34%
+3,900
New +$330K
JPM icon
47
JPMorgan Chase
JPM
$944B
$244K 0.29%
2,500
– –
FFBC icon
48
First Financial Bancorp
FFBC
$3.54B
$163K 0.2%
6,870
– –
VBFC
49
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$131K 0.16%
4,314
– –
FBK icon
50
FB Financial Corp
FBK
$2.95B
$88K 0.11%
2,500
– –
1
2
3

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River Oaks Capital's Q4 2018 Portfolio in Review

As of Q4 2018, River Oaks Capital held 56 positions worth $83.6M, down 28% from $117M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

River Oaks Capital withdrew a net $7.94M in Q4 2018, closing 4 positions and reducing 27 holdings. Its most notable exit was Investar Holding Corp, an estimated $4.03M position sold in full.

By sector, the portfolio is most concentrated in Financials at 87% of assets, down from 88% a quarter earlier.

Against the trend, River Oaks Capital opened a new position in Amerant Bancorp worth $445K.

  • River Oaks Capital's largest Q4 2018 buy was Amerant Bancorp: 34,200 shares worth $445K.
  • River Oaks Capital added most to Western Alliance Bancorporation in Q4 2018, an estimated $1.31M increase.
  • River Oaks Capital's biggest Q4 2018 reduction was Patriot National Bancorp, cutting an estimated $894K.
  • River Oaks Capital fully exited Investar Holding Corp in Q4 2018, selling an estimated $4.03M.
  • River Oaks Capital's ten largest holdings make up 43% of its $83.6M portfolio in Q4 2018.
  • River Oaks Capital opened 3 new positions and closed 4 in Q4 2018.
  • River Oaks Capital's portfolio value fell 28% quarter-over-quarter to $83.6M.

Based on River Oaks Capital's 13F filing for Q4 2018, filed 11 Feb 2019.