ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Return 13.55%
This Quarter Return
-22.32%
1 Year Return
-13.55%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$83.6M
AUM Growth
-$33.2M
Cap. Flow
-$7.97M
Cap. Flow %
-9.54%
Top 10 Hldgs %
42.82%
Holding
56
New
3
Increased
9
Reduced
27
Closed
4

Top Buys

1
WAL icon
Western Alliance Bancorporation
WAL
$1.1M
2
CADE
Cadence Bancorporation
CADE
$641K
3
AMTB icon
Amerant Bancorp
AMTB
$445K
4
PLBC icon
Plumas Bancorp
PLBC
$359K
5
PACW
PacWest Bancorp
PACW
$306K

Top Sells

1
ISTR icon
Investar Holding Corp
ISTR
$4.03M
2
AX icon
Axos Financial
AX
$808K
3
PNBK icon
Patriot National Bancorp
PNBK
$666K
4
FBIZ icon
First Business Financial Services
FBIZ
$554K
5
PEBK icon
Peoples Bancorp of North Carolina
PEBK
$538K

Sector Composition

1 Financials 86.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CADE
26
DELISTED
Cadence Bancorporation
CADE
$1.37M 1.64%
81,700
+38,200
+88% +$641K
CNOB icon
27
Center Bancorp
CNOB
$1.29B
$1.28M 1.53%
69,100
-22,400
-24% -$414K
SBT
28
DELISTED
Sterling Bancorp, Inc. Common Stock
SBT
$1.18M 1.41%
169,300
+6,043
+4% +$42K
UVSP icon
29
Univest Financial
UVSP
$898M
$1.09M 1.31%
50,700
– –
SMBC icon
30
Southern Missouri Bancorp
SMBC
$648M
$1.09M 1.3%
31,996
-14,504
-31% -$492K
MPB icon
31
Mid Penn Bancorp
MPB
$695M
$919K 1.1%
39,927
– –
TCBI icon
32
Texas Capital Bancshares
TCBI
$3.96B
$904K 1.08%
17,700
+700
+4% +$35.8K
BWB icon
33
Bridgewater Bancshares
BWB
$442M
$900K 1.08%
85,300
-39,700
-32% -$419K
LTXB
34
DELISTED
LegacyTexas Financial Group Inc
LTXB
$870K 1.04%
27,100
-6,100
-18% -$196K
GWB
35
DELISTED
Great Western Bancorp, Inc.
GWB
$859K 1.03%
27,500
-500
-2% -$15.6K
ZION icon
36
Zions Bancorporation
ZION
$8.34B
$843K 1.01%
20,700
+500
+2% +$20.4K
FBIZ icon
37
First Business Financial Services
FBIZ
$433M
$835K 1%
42,800
-28,400
-40% -$554K
LBAI
38
DELISTED
Lakeland Bancorp Inc
LBAI
$662K 0.79%
44,691
-23,608
-35% -$350K
SSFN
39
DELISTED
Stewardship Financial Corp
SSFN
$601K 0.72%
66,000
– –
BOTJ icon
40
Bank Of The James
BOTJ
$70.4M
$522K 0.62%
44,185
+17,125
+63% +$202K
FSBW icon
41
FS Bancorp
FSBW
$321M
$521K 0.62%
24,312
– –
CWBC
42
Community West Bancshares
CWBC
$406M
$482K 0.58%
25,550
-3,550
-12% -$67K
BKJ
43
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$481K 0.58%
36,942
-7,419
-17% -$96.6K
AMTB icon
44
Amerant Bancorp
AMTB
$888M
$445K 0.53%
+34,200
New +$445K
MRBK icon
45
Meridian
MRBK
$177M
$429K 0.51%
50,000
– –
BOKF icon
46
BOK Financial
BOKF
$7.18B
$286K 0.34%
+3,900
New +$286K
JPM icon
47
JPMorgan Chase
JPM
$809B
$244K 0.29%
2,500
– –
FFBC icon
48
First Financial Bancorp
FFBC
$2.5B
$163K 0.2%
6,870
– –
VBFC
49
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$131K 0.16%
4,314
– –
FBK icon
50
FB Financial Corp
FBK
$2.89B
$88K 0.11%
2,500
– –
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