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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$117M
AUM Growth
-$9.46M
Cap. Flow
-$3.46M
Cap. Flow %
-2.97%
Top 10 Hldgs %
41.3%
Holding
55
New
–
Increased
11
Reduced
19
Closed
2

Top Buys

Rank Stock Value
1
FIBK icon
First Interstate BancSystem
FIBK
+$2.55M
2
PLBC icon
Plumas Bancorp
PLBC
+$961K
3
WAL icon
Western Alliance Bancorporation
WAL
+$662K
4
PACW
PacWest Bancorp
PACW
+$196K
5
CADE
Cadence Bancorporation
CADE
+$196K

Top Sells

Rank Stock Value
1
OZK icon
Bank OZK
OZK
+$1.98M
2
LBAI
Lakeland Bancorp Inc
LBAI
+$1.04M
3
CNOB icon
Center Bancorp
CNOB
+$646K
4
ZION icon
Zions Bancorporation
ZION
+$623K
5
BKJ
Bancorp of New Jersey, Inc.
BKJ
+$618K

Sector Composition

Rank Sector Weight
1 Financials 87.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HWBK icon
26
Hawthorn Bancshares
HWBK
$267M
$2.1M 1.79%
112,066
-14,466
-11% -$267K
HOMB icon
27
Home BancShares
HOMB
$6.23B
$2.06M 1.76%
94,077
– –
SBT
28
DELISTED
Sterling Bancorp, Inc. Common Stock
SBT
$1.85M 1.58%
163,257
+11,957
+8% +$150K
SMBC icon
29
Southern Missouri Bancorp
SMBC
$858M
$1.73M 1.48%
46,500
-4,200
-8% -$165K
FBIZ icon
30
First Business Financial Services
FBIZ
$567M
$1.65M 1.41%
71,200
+2,700
+4% +$63.6K
BWB icon
31
Bridgewater Bancshares
BWB
$580M
$1.63M 1.39%
125,000
– –
LTXB
32
DELISTED
LegacyTexas Financial Group Inc
LTXB
$1.41M 1.21%
33,200
-7,800
-19% -$342K
TCBI icon
33
Texas Capital Bancshares
TCBI
$4.28B
$1.41M 1.2%
17,000
– –
UVSP icon
34
Univest Financial
UVSP
$1.23B
$1.34M 1.15%
50,700
– –
LBAI
35
DELISTED
Lakeland Bancorp Inc
LBAI
$1.23M 1.06%
68,299
-53,701
-44% -$1.04M
GWB
36
DELISTED
Great Western Bancorp, Inc.
GWB
$1.18M 1.01%
28,000
– –
MPB icon
37
Mid Penn Bancorp
MPB
$962M
$1.16M 1%
39,927
– –
PNBK icon
38
Patriot National Bancorp
PNBK
$128M
$1.16M 0.99%
51,500
– –
CADE
39
DELISTED
Cadence Bancorporation
CADE
$1.14M 0.97%
43,500
+7,000
+19% +$196K
ZION icon
40
Zions Bancorporation
ZION
$10B
$1.01M 0.87%
20,200
-11,800
-37% -$623K
AX icon
41
Axos Financial
AX
$5.48B
$808K 0.69%
23,500
-12,300
-34% -$472K
BKJ
42
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$759K 0.65%
44,361
-35,915
-45% -$618K
SSFN
43
DELISTED
Stewardship Financial Corp
SSFN
$700K 0.6%
66,000
+800
+1% +$8.66K
FSBW icon
44
FS Bancorp
FSBW
$320M
$677K 0.58%
24,312
-500
-2% -$14.9K
CWBC
45
Community West Bancshares
CWBC
$687M
$629K 0.54%
29,100
– –
MRBK icon
46
Meridian
MRBK
$238M
$430K 0.37%
50,000
– –
BOTJ icon
47
Bank Of The James
BOTJ
$123M
$389K 0.33%
27,060
-8,850
-25% -$127K
HTH icon
48
Hilltop Holdings
HTH
$2.26B
$379K 0.32%
18,800
-13,200
-41% -$279K
FBC
49
DELISTED
Flagstar Bancorp, Inc. New
FBC
$299K 0.26%
9,500
– –
JPM icon
50
JPMorgan Chase
JPM
$944B
$282K 0.24%
2,500
– –
1
2
3

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River Oaks Capital's Q3 2018 Portfolio in Review

As of Q3 2018, River Oaks Capital held 55 positions worth $117M, down 7.5% from $126M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Trading was light in Q3 2018: portfolio turnover was 3.6%. River Oaks Capital opened no new positions and exited 2, leaving the 55-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 88% of assets, down from 88% a quarter earlier.

  • River Oaks Capital added most to First Interstate BancSystem in Q3 2018, an estimated $2.55M increase.
  • River Oaks Capital's biggest Q3 2018 reduction was Lakeland Bancorp Inc, cutting an estimated $1.04M.
  • River Oaks Capital fully exited Bank OZK in Q3 2018, selling an estimated $1.98M.
  • River Oaks Capital's ten largest holdings make up 41% of its $117M portfolio in Q3 2018.
  • River Oaks Capital opened 0 new positions and closed 2 in Q3 2018.
  • River Oaks Capital's portfolio value fell 7.5% quarter-over-quarter to $117M.

Based on River Oaks Capital's 13F filing for Q3 2018, filed 13 Nov 2018.