ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
This Quarter Return
-4.38%
1 Year Return
-13.55%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$117M
AUM Growth
+$117M
Cap. Flow
-$3.23M
Cap. Flow %
-2.76%
Top 10 Hldgs %
41.3%
Holding
55
New
–
Increased
11
Reduced
19
Closed
2

Top Buys

1
FIBK icon
First Interstate BancSystem
FIBK
$2.57M
2
PLBC icon
Plumas Bancorp
PLBC
$889K
3
WAL icon
Western Alliance Bancorporation
WAL
$654K
4
PACW
PacWest Bancorp
PACW
$186K
5
CADE
Cadence Bancorporation
CADE
$183K

Top Sells

1
OZK icon
Bank OZK
OZK
$1.98M
2
LBAI
Lakeland Bancorp Inc
LBAI
$969K
3
CNOB icon
Center Bancorp
CNOB
$617K
4
BKJ
Bancorp of New Jersey, Inc.
BKJ
$614K
5
ZION icon
Zions Bancorporation
ZION
$592K

Sector Composition

1 Financials 87.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HWBK icon
26
Hawthorn Bancshares
HWBK
$218M
$2.1M 1.79%
92,110
-11,890
-11% -$271K
HOMB icon
27
Home BancShares
HOMB
$5.81B
$2.06M 1.76%
94,077
– –
SBT
28
DELISTED
Sterling Bancorp, Inc. Common Stock
SBT
$1.85M 1.58%
163,257
+11,957
+8% +$135K
SMBC icon
29
Southern Missouri Bancorp
SMBC
$644M
$1.73M 1.48%
46,500
-4,200
-8% -$157K
FBIZ icon
30
First Business Financial Services
FBIZ
$430M
$1.65M 1.41%
71,200
+2,700
+4% +$62.6K
BWB icon
31
Bridgewater Bancshares
BWB
$446M
$1.63M 1.39%
125,000
– –
LTXB
32
DELISTED
LegacyTexas Financial Group Inc
LTXB
$1.41M 1.21%
33,200
-7,800
-19% -$332K
TCBI icon
33
Texas Capital Bancshares
TCBI
$3.95B
$1.41M 1.2%
17,000
– –
UVSP icon
34
Univest Financial
UVSP
$908M
$1.34M 1.15%
50,700
– –
LBAI
35
DELISTED
Lakeland Bancorp Inc
LBAI
$1.23M 1.06%
68,299
-53,701
-44% -$969K
GWB
36
DELISTED
Great Western Bancorp, Inc.
GWB
$1.18M 1.01%
28,000
– –
MPB icon
37
Mid Penn Bancorp
MPB
$690M
$1.16M 1%
39,927
– –
PNBK icon
38
Patriot National Bancorp
PNBK
$154M
$1.16M 0.99%
51,500
– –
CADE
39
DELISTED
Cadence Bancorporation
CADE
$1.14M 0.97%
43,500
+7,000
+19% +$183K
ZION icon
40
Zions Bancorporation
ZION
$8.48B
$1.01M 0.87%
20,200
-11,800
-37% -$592K
AX icon
41
Axos Financial
AX
$5.11B
$808K 0.69%
23,500
-12,300
-34% -$423K
BKJ
42
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$759K 0.65%
44,361
-32,092
-42% -$614K
SSFN
43
DELISTED
Stewardship Financial Corp
SSFN
$700K 0.6%
66,000
+800
+1% +$8.49K
FSBW icon
44
FS Bancorp
FSBW
$322M
$677K 0.58%
12,156
-250
-2% -$13.9K
CWBC
45
Community West Bancshares
CWBC
$401M
$629K 0.54%
29,100
– –
MRBK icon
46
Meridian
MRBK
$177M
$430K 0.37%
25,000
– –
BOTJ icon
47
Bank Of The James
BOTJ
$70M
$389K 0.33%
24,600
-8,045
-25% -$127K
HTH icon
48
Hilltop Holdings
HTH
$2.21B
$379K 0.32%
18,800
-13,200
-41% -$266K
FBC
49
DELISTED
Flagstar Bancorp, Inc. New
FBC
$299K 0.26%
9,500
– –
JPM icon
50
JPMorgan Chase
JPM
$824B
$282K 0.24%
2,500
– –
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