ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Return 13.55%
This Quarter Return
+4.65%
1 Year Return
-13.55%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$126M
AUM Growth
-$799K
Cap. Flow
-$5.82M
Cap. Flow %
-4.61%
Top 10 Hldgs %
40.49%
Holding
61
New
3
Increased
9
Reduced
17
Closed
6

Top Buys

1
WAL icon
Western Alliance Bancorporation
WAL
$668K
2
FIBK icon
First Interstate BancSystem
FIBK
$328K
3
FBC
Flagstar Bancorp, Inc. New
FBC
$325K
4
SBT
Sterling Bancorp, Inc. Common Stock
SBT
$289K
5
FBIZ icon
First Business Financial Services
FBIZ
$260K

Top Sells

1
CNOB icon
Center Bancorp
CNOB
$1.63M
2
UVSP icon
Univest Financial
UVSP
$949K
3
SVBI
Severn Bancorp Inc/MD
SVBI
$742K
4
LBAI
Lakeland Bancorp Inc
LBAI
$675K
5
AX icon
Axos Financial
AX
$581K

Sector Composition

1 Financials 87.98%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HOMB icon
26
Home BancShares
HOMB
$5.88B
$2.12M 1.68%
94,077
– –
SBT
27
DELISTED
Sterling Bancorp, Inc. Common Stock
SBT
$2.02M 1.6%
151,300
+21,600
+17% +$289K
OZK icon
28
Bank OZK
OZK
$5.9B
$1.98M 1.57%
44,000
– –
SMBC icon
29
Southern Missouri Bancorp
SMBC
$648M
$1.98M 1.57%
50,700
-13,490
-21% -$526K
FBIZ icon
30
First Business Financial Services
FBIZ
$433M
$1.78M 1.41%
68,500
+10,000
+17% +$260K
WAL icon
31
Western Alliance Bancorporation
WAL
$10B
$1.76M 1.39%
31,000
+11,800
+61% +$668K
ZION icon
32
Zions Bancorporation
ZION
$8.34B
$1.69M 1.34%
32,000
-4,200
-12% -$221K
LTXB
33
DELISTED
LegacyTexas Financial Group Inc
LTXB
$1.6M 1.27%
41,000
– –
BWB icon
34
Bridgewater Bancshares
BWB
$442M
$1.59M 1.26%
125,000
– –
TCBI icon
35
Texas Capital Bancshares
TCBI
$3.96B
$1.56M 1.23%
17,000
– –
AX icon
36
Axos Financial
AX
$5.13B
$1.47M 1.16%
35,800
-14,200
-28% -$581K
UVSP icon
37
Univest Financial
UVSP
$898M
$1.39M 1.1%
50,700
-34,500
-40% -$949K
MPB icon
38
Mid Penn Bancorp
MPB
$695M
$1.39M 1.1%
39,927
-15,073
-27% -$526K
BKJ
39
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$1.35M 1.07%
80,276
– –
GWB
40
DELISTED
Great Western Bancorp, Inc.
GWB
$1.18M 0.93%
28,000
+500
+2% +$21K
CADE
41
DELISTED
Cadence Bancorporation
CADE
$1.05M 0.83%
36,500
+7,500
+26% +$217K
PNBK icon
42
Patriot National Bancorp
PNBK
$138M
$1.03M 0.82%
51,500
– –
FIBK icon
43
First Interstate BancSystem
FIBK
$3.41B
$1.02M 0.8%
24,075
+7,765
+48% +$328K
FSBW icon
44
FS Bancorp
FSBW
$321M
$785K 0.62%
24,812
– –
SSFN
45
DELISTED
Stewardship Financial Corp
SSFN
$760K 0.6%
65,200
– –
HTH icon
46
Hilltop Holdings
HTH
$2.22B
$706K 0.56%
32,000
– –
CWBC
47
Community West Bancshares
CWBC
$406M
$616K 0.49%
29,100
– –
BOTJ icon
48
Bank Of The James
BOTJ
$70.4M
$540K 0.43%
35,910
-19,606
-35% -$295K
MRBK icon
49
Meridian
MRBK
$177M
$455K 0.36%
50,000
– –
FBC
50
DELISTED
Flagstar Bancorp, Inc. New
FBC
$325K 0.26%
+9,500
New +$325K
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