ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Return 13.55%
This Quarter Return
+3.2%
1 Year Return
-13.55%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$127M
AUM Growth
+$1.8M
Cap. Flow
-$1.73M
Cap. Flow %
-1.37%
Top 10 Hldgs %
39.43%
Holding
62
New
2
Increased
14
Reduced
14
Closed
4

Top Buys

1
CSFL
CenterState Bank Corporation Common Stock
CSFL
$3.24M
2
TOWN icon
Towne Bank
TOWN
$1.64M
3
BWB icon
Bridgewater Bancshares
BWB
$1.63M
4
SBT
Sterling Bancorp, Inc. Common Stock
SBT
$765K
5
FBIZ icon
First Business Financial Services
FBIZ
$711K

Top Sells

1
SBCP
Sunshine Bancorp, Inc
SBCP
$3.19M
2
ZION icon
Zions Bancorporation
ZION
$2.17M
3
PBNC
PARAGON COMMERCIAL CORPORATION
PBNC
$1.94M
4
LBAI
Lakeland Bancorp Inc
LBAI
$818K
5
SFST icon
Southern First Bancshares
SFST
$799K

Sector Composition

1 Financials 88.07%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RNST icon
26
Renasant Corp
RNST
$3.75B
$2.23M 1.75%
52,300
– –
HOMB icon
27
Home BancShares
HOMB
$5.88B
$2.15M 1.69%
94,077
– –
OZK icon
28
Bank OZK
OZK
$5.9B
$2.12M 1.67%
44,000
– –
PLBC icon
29
Plumas Bancorp
PLBC
$311M
$2.03M 1.6%
81,500
+10,109
+14% +$252K
AX icon
30
Axos Financial
AX
$5.13B
$2.03M 1.6%
50,000
-8,000
-14% -$324K
ZION icon
31
Zions Bancorporation
ZION
$8.34B
$1.91M 1.5%
36,200
-41,200
-53% -$2.17M
MPB icon
32
Mid Penn Bancorp
MPB
$695M
$1.76M 1.38%
55,000
– –
LTXB
33
DELISTED
LegacyTexas Financial Group Inc
LTXB
$1.76M 1.38%
41,000
– –
SBT
34
DELISTED
Sterling Bancorp, Inc. Common Stock
SBT
$1.75M 1.38%
129,700
+56,600
+77% +$765K
BWB icon
35
Bridgewater Bancshares
BWB
$442M
$1.63M 1.29%
+125,000
New +$1.63M
TCBI icon
36
Texas Capital Bancshares
TCBI
$3.96B
$1.53M 1.2%
17,000
– –
FBIZ icon
37
First Business Financial Services
FBIZ
$433M
$1.47M 1.16%
58,500
+28,274
+94% +$711K
BKJ
38
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$1.27M 1%
80,276
– –
WAL icon
39
Western Alliance Bancorporation
WAL
$10B
$1.12M 0.88%
19,200
+5,200
+37% +$302K
GWB
40
DELISTED
Great Western Bancorp, Inc.
GWB
$1.11M 0.87%
27,500
– –
PNBK icon
41
Patriot National Bancorp
PNBK
$138M
$999K 0.79%
51,500
– –
CADE
42
DELISTED
Cadence Bancorporation
CADE
$790K 0.62%
29,000
+14,500
+100% +$395K
BOTJ icon
43
Bank Of The James
BOTJ
$70.4M
$772K 0.61%
55,516
– –
HTH icon
44
Hilltop Holdings
HTH
$2.22B
$751K 0.59%
32,000
-1,000
-3% -$23.5K
SVBI
45
DELISTED
Severn Bancorp Inc/MD
SVBI
$742K 0.58%
103,120
-13,348
-11% -$96K
SSFN
46
DELISTED
Stewardship Financial Corp
SSFN
$717K 0.56%
65,200
– –
FSBW icon
47
FS Bancorp
FSBW
$321M
$664K 0.52%
24,812
– –
FIBK icon
48
First Interstate BancSystem
FIBK
$3.41B
$645K 0.51%
16,310
+710
+5% +$28.1K
CWBC
49
Community West Bancshares
CWBC
$406M
$569K 0.45%
29,100
– –
MRBK icon
50
Meridian
MRBK
$177M
$442K 0.35%
50,000
– –
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