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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+6.21%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$129M
AUM Growth
+$7.55M
Cap. Flow
+$175K
Cap. Flow %
0.14%
Top 10 Hldgs %
35.76%
Holding
65
New
5
Increased
13
Reduced
18
Closed
4

Top Buys

Rank Stock Value
1
HOMB icon
Home BancShares
HOMB
+$2.26M
2
EFSC icon
Enterprise Financial Services Corp
EFSC
+$1.4M
3
SMMF
Summit Financial Group, Inc.
SMMF
+$985K
4
PACW
PacWest Bancorp
PACW
+$645K
5
FIBK icon
First Interstate BancSystem
FIBK
+$565K

Top Sells

Rank Stock Value
1
SGBK
Stonegate Bank
SGBK
+$2.31M
2
PCBK
Pacific Continental Corp
PCBK
+$1.44M
3
FCB
FCB Financial Holdings, Inc.
FCB
+$593K
4
CSFL
CenterState Bank Corporation Common Stock
CSFL
+$445K
5
TOWN icon
Towne Bank
TOWN
+$423K

Sector Composition

Rank Sector Weight
1 Financials 85.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIVB
26
DELISTED
SVB Financial Group
SIVB
$2.38M 1.84%
12,700
+1,400
+12% +$246K
HOMB icon
27
Home BancShares
HOMB
$6.21B
$2.37M 1.84%
+94,077
New +$2.26M
EGBN icon
28
Eagle Bancorp
EGBN
$838M
$2.32M 1.8%
34,600
– –
CZFC
29
DELISTED
Citizens First Corporation
CZFC
$2.27M 1.76%
95,000
+15,640
+20% +$346K
RNST icon
30
Renasant Corp
RNST
$3.96B
$2.24M 1.74%
52,300
-1,100
-2% -$45.3K
OZK icon
31
Bank OZK
OZK
$5.58B
$2.11M 1.64%
44,000
– –
PBNC
32
DELISTED
PARAGON COMMERCIAL CORPORATION
PBNC
$2.06M 1.6%
36,401
– –
AX icon
33
Axos Financial
AX
$5.65B
$1.65M 1.28%
58,000
+550
+1% +$14.4K
LTXB
34
DELISTED
LegacyTexas Financial Group Inc
LTXB
$1.64M 1.27%
41,000
– –
MPB icon
35
Mid Penn Bancorp
MPB
$971M
$1.62M 1.26%
55,000
– –
PLBC icon
36
Plumas Bancorp
PLBC
$426M
$1.49M 1.16%
71,391
+18,763
+36% +$383K
TCBI icon
37
Texas Capital Bancshares
TCBI
$4.3B
$1.46M 1.13%
17,000
– –
BKJ
38
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$1.4M 1.09%
81,099
-5,778
-7% -$95.2K
GWB
39
DELISTED
Great Western Bancorp, Inc.
GWB
$1.14M 0.88%
27,500
– –
HTH icon
40
Hilltop Holdings
HTH
$2.26B
$897K 0.7%
34,500
– –
SVBI
41
DELISTED
Severn Bancorp Inc/MD
SVBI
$885K 0.69%
126,468
-2,389
-2% -$17K
PNBK icon
42
Patriot National Bancorp
PNBK
$131M
$864K 0.67%
51,500
+605
+1% +$10.1K
WAL icon
43
Western Alliance Bancorporation
WAL
$8.83B
$743K 0.58%
14,000
+2,700
+24% +$132K
BOTJ icon
44
Bank Of The James
BOTJ
$125M
$732K 0.57%
55,516
-4,764
-8% -$64.7K
FBIZ icon
45
First Business Financial Services
FBIZ
$582M
$688K 0.53%
30,226
+2,126
+8% +$46.4K
FCB
46
DELISTED
FCB Financial Holdings, Inc.
FCB
$662K 0.51%
13,700
-13,000
-49% -$593K
CWBC
47
Community West Bancshares
CWBC
$678M
$649K 0.5%
29,100
– –
FSBW icon
48
FS Bancorp
FSBW
$316M
$641K 0.5%
24,812
+200
+0.8% +$4.71K
FIBK icon
49
First Interstate BancSystem
FIBK
$3.71B
$597K 0.46%
+15,600
New +$565K
BOCH
50
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$490K 0.38%
42,623
– –
1
2
3

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River Oaks Capital's Q3 2017 Portfolio in Review

As of Q3 2017, River Oaks Capital held 65 positions worth $129M, up 6.2% from $121M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

River Oaks Capital's Q3 2017 filing shows 5 new, 13 increased, 18 reduced and 4 closed positions. Its largest new stake was Home BancShares: 94,077 shares worth $2.37M. The largest sale was Stonegate Bank, an estimated $2.31M.

By sector, the portfolio is most concentrated in Financials at 85% of assets, up from 84% a quarter earlier.

  • River Oaks Capital's largest Q3 2017 buy was Home BancShares: 94,077 shares worth $2.37M.
  • River Oaks Capital added most to Enterprise Financial Services Corp in Q3 2017, an estimated $1.4M increase.
  • River Oaks Capital's biggest Q3 2017 reduction was FCB Financial Holdings, Inc., cutting an estimated $593K.
  • River Oaks Capital fully exited Stonegate Bank in Q3 2017, selling an estimated $2.31M.
  • River Oaks Capital's ten largest holdings make up 36% of its $129M portfolio in Q3 2017.
  • River Oaks Capital opened 5 new positions and closed 4 in Q3 2017.
  • River Oaks Capital's portfolio value rose 6.2% quarter-over-quarter to $129M.

Based on River Oaks Capital's 13F filing for Q3 2017, filed 14 Nov 2017.