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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+3.21%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
+$1.07M
Cap. Flow
-$1.91M
Cap. Flow %
-1.57%
Top 10 Hldgs %
36.77%
Holding
60
New
2
Increased
9
Reduced
16
Closed
3

Top Buys

Rank Stock Value
1
UVSP icon
Univest Financial
UVSP
+$788K
2
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$691K
3
AX icon
Axos Financial
AX
+$462K
4
ISTR icon
Investar Holding Corp
ISTR
+$449K
5
MOFG
MidWestOne Financial Group
MOFG
+$400K

Top Sells

Rank Stock Value
1
TCBK icon
TriCo Bancshares
TCBK
+$1.17M
2
SGBK
Stonegate Bank
SGBK
+$780K
3
SCNB
Suffolk Bancorp
SCNB
+$655K
4
SNBC
Sun Bancorp Inc
SNBC
+$604K
5
ABCB icon
Ameris Bancorp
ABCB
+$462K

Sector Composition

Rank Sector Weight
1 Financials 82.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGBK
26
DELISTED
Stonegate Bank
SGBK
$2.36M 1.93%
50,100
-17,211
-26% -$780K
OZK icon
27
Bank OZK
OZK
$5.49B
$2.29M 1.88%
44,000
– –
RNST icon
28
Renasant Corp
RNST
$4.01B
$2.19M 1.8%
55,300
-1,600
-3% -$64.7K
EGBN icon
29
Eagle Bancorp
EGBN
$867M
$2.07M 1.69%
34,600
– –
PBNC
30
DELISTED
PARAGON COMMERCIAL CORPORATION
PBNC
$1.95M 1.6%
36,401
+5,900
+19% +$286K
MPB icon
31
Mid Penn Bancorp
MPB
$942M
$1.75M 1.44%
64,937
– –
LTXB
32
DELISTED
LegacyTexas Financial Group Inc
LTXB
$1.73M 1.42%
43,400
– –
SVBI
33
DELISTED
Severn Bancorp Inc/MD
SVBI
$1.62M 1.33%
225,000
– –
CZFC
34
DELISTED
Citizens First Corporation
CZFC
$1.51M 1.24%
78,053
+1,800
+2% +$34.2K
TCBI icon
35
Texas Capital Bancshares
TCBI
$4.31B
$1.42M 1.16%
17,000
– –
PCBK
36
DELISTED
Pacific Continental Corp
PCBK
$1.38M 1.13%
56,400
-1,009
-2% -$25K
AX icon
37
Axos Financial
AX
$5.45B
$1.33M 1.09%
51,000
+16,000
+46% +$462K
BOTJ icon
38
Bank Of The James
BOTJ
$122M
$1.31M 1.07%
98,476
– –
SIVB
39
DELISTED
SVB Financial Group
SIVB
$1.3M 1.07%
7,000
– –
BKJ
40
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$1.2M 0.99%
86,877
– –
GWB
41
DELISTED
Great Western Bancorp, Inc.
GWB
$1.17M 0.96%
27,500
– –
HTH icon
42
Hilltop Holdings
HTH
$2.29B
$997K 0.82%
36,300
-900
-2% -$25.1K
BOCH
43
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$738K 0.61%
69,000
-2,515
-4% -$25.7K
SMMF
44
DELISTED
Summit Financial Group, Inc.
SMMF
$723K 0.59%
33,581
-119
-0.4% -$2.87K
PNBK icon
45
Patriot National Bancorp
PNBK
$132M
$633K 0.52%
42,065
– –
SNBC
46
DELISTED
Sun Bancorp Inc
SNBC
$611K 0.5%
25,052
-24,047
-49% -$604K
CWBC
47
Community West Bancshares
CWBC
$678M
$597K 0.49%
29,100
– –
PLBC icon
48
Plumas Bancorp
PLBC
$427M
$535K 0.44%
29,400
– –
FSBW icon
49
FS Bancorp
FSBW
$324M
$459K 0.38%
24,612
– –
FBIZ icon
50
First Business Financial Services
FBIZ
$562M
$454K 0.37%
17,500
+1,820
+12% +$45.2K
1
2
3

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River Oaks Capital's Q1 2017 Portfolio in Review

As of Q1 2017, River Oaks Capital held 60 positions worth $122M, up 0.89% from $121M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

River Oaks Capital's Q1 2017 filing shows 2 new, 9 increased, 16 reduced and 3 closed positions. Its largest new stake was MidWestOne Financial Group: 11,100 shares worth $381K. The largest sale was TriCo Bancshares, an estimated $1.17M.

By sector, the portfolio is most concentrated in Financials at 83% of assets, down from 83% a quarter earlier.

  • River Oaks Capital's largest Q1 2017 buy was MidWestOne Financial Group: 11,100 shares worth $381K.
  • River Oaks Capital added most to Univest Financial in Q1 2017, an estimated $788K increase.
  • River Oaks Capital's biggest Q1 2017 reduction was TriCo Bancshares, cutting an estimated $1.17M.
  • River Oaks Capital fully exited Suffolk Bancorp in Q1 2017, selling an estimated $655K.
  • River Oaks Capital's ten largest holdings make up 37% of its $122M portfolio in Q1 2017.
  • River Oaks Capital opened 2 new positions and closed 3 in Q1 2017.
  • River Oaks Capital's portfolio value rose 0.89% quarter-over-quarter to $122M.

Based on River Oaks Capital's 13F filing for Q1 2017, filed 11 May 2017.