ROC

River Oaks Capital Portfolio holdings

AUM $67.9M

2023 Q3 2023 Q2 2023 Q1 2022 Q4 2022 Q3 2022 Q2 2022 Q1 2021 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4

This Quarter Return

+32.03%

1 Year Return

-13.55%

3 Year Return

–

5 Year Return

–

10 Year Return

–

AUM

$121M

AUM Growth

–

Cap. Flow

+$121M

Cap. Flow % of AUM

100%

Top 10 Holdings % Top 10 Hldgs %

37.13%

Holding

New

Increased

–

Reduced

–

Closed

–

Top Buys

1	Southern First Bancshares SFST	$6.43M
2	Towne Bank TOWN	$5.91M
3	CSFL CenterState Bank Corporation Common Stock CSFL	$4.94M
4	LBAI Lakeland Bancorp Inc LBAI	$4.76M
5	Center Bancorp CNOB	$4.29M

Top Sells

No sells this quarter

Sector Composition

Financials

82.82%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
26	26 Bank OZK OZK $5.93B	$2.31M	1.91%	+44,000	New	+$2.31M
27	BNCN 27 DELISTED BNC Bancorp BNCN	$2.19M	1.81%	+68,600	New	+$2.19M
28	28 Univest Financial UVSP $908M	$2.12M	1.75%	+68,513	New	+$2.12M
29	29 Eagle Bancorp EGBN $595M	$2.11M	1.74%	+34,600	New	+$2.11M
30	LTXB 30 DELISTED LegacyTexas Financial Group Inc LTXB	$1.87M	1.55%	+43,400	New	+$1.87M
31	SVBI 31 DELISTED Severn Bancorp Inc/MD SVBI	$1.78M	1.47%	+225,000	New	+$1.78M
32	32 Mid Penn Bancorp MPB $690M	$1.55M	1.28%	+64,937	New	+$1.55M
33	33 TriCo Bancshares TCBK $1.48B	$1.42M	1.17%	+41,400	New	+$1.42M
34	CZFC 34 DELISTED Citizens First Corporation CZFC	$1.37M	1.14%	+76,253	New	+$1.37M
35	35 Bank Of The James BOTJ $70M	$1.36M	1.12%	+98,476	New	+$1.36M
36	PBNC 36 DELISTED PARAGON COMMERCIAL CORPORATION PBNC	$1.33M	1.1%	+30,501	New	+$1.33M
37	37 Texas Capital Bancshares TCBI $3.95B	$1.33M	1.1%	+17,000	New	+$1.33M
38	SNBC 38 DELISTED Sun Bancorp Inc SNBC	$1.28M	1.06%	+49,099	New	+$1.28M
39	PCBK 39 DELISTED Pacific Continental Corp PCBK	$1.25M	1.04%	+57,409	New	+$1.25M
40	SIVB 40 DELISTED SVB Financial Group SIVB	$1.2M	0.99%	+7,000	New	+$1.2M
41	GWB 41 DELISTED Great Western Bancorp, Inc. GWB	$1.2M	0.99%	+27,500	New	+$1.2M
42	42 Hilltop Holdings HTH $2.21B	$1.11M	0.92%	+37,200	New	+$1.11M
43	BKJ 43 DELISTED Bancorp of New Jersey, Inc. BKJ	$1.06M	0.88%	+86,877	New	+$1.06M
44	44 Axos Financial AX $5.08B	$999K	0.83%	+35,000	New	+$999K
45	SMMF 45 DELISTED Summit Financial Group, Inc. SMMF	$928K	0.77%	+33,700	New	+$928K
46	BOCH 46 DELISTED Bank of Commerce Holdings (CA) BOCH	$679K	0.56%	+71,515	New	+$679K
47	SCNB 47 DELISTED Suffolk Bancorp SCNB	$655K	0.54%	+15,300	New	+$655K
48	48 Patriot National Bancorp PNBK $141M	$591K	0.49%	+42,065	New	+$591K
49	CWBC 49 Community West Bancshares CWBC $401M	$581K	0.48%	+29,100	New	+$581K
50	50 Plumas Bancorp PLBC $304M	$559K	0.46%	+29,400	New	+$559K