Parallax Volatility Advisers’s First Trust Mid Cap Value AlphaDEX Fund FNK Stock Holding History

Parallax Volatility Advisers’s Portfolio FNK Stock Details FNK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1	Closed	–	–	2688
2019 Q2	$0	Hold	1	–	–	﹤0.01%	2933
2019 Q1	$0	Hold	1	–	–	﹤0.01%	3160
2018 Q4	$0	Hold	1	–	–	﹤0.01%	3222
2018 Q3	$0	Hold	1	–	–	﹤0.01%	2883
2018 Q2	$0	Hold	1	–	–	﹤0.01%	2481
2018 Q1	$0	Hold	1	–	–	﹤0.01%	2905
2017 Q4	$0	Hold	1	–	–	﹤0.01%	4247
2017 Q3	$0	Hold	1	–	–	﹤0.01%	2457
2017 Q2	$0	Hold	1	–	–	﹤0.01%	2801
2017 Q1	$0	Hold	1	–	–	﹤0.01%	3887
2016 Q4	$0	Hold	1	–	–	﹤0.01%	3393
2016 Q3	$0	Hold	1	–	–	﹤0.01%	3197
2016 Q2	$0	Hold	1	–	–	﹤0.01%	2819
2016 Q1	$0	Hold	1	–	–	﹤0.01%	2871
2015 Q4	$0	Hold	1	–	–	﹤0.01%	3188
2015 Q3	$0	Hold	1	–	–	﹤0.01%	3268
2015 Q2	$0	Hold	1	–	–	﹤0.01%	4004
2015 Q1	$0	Hold	1	–	–	﹤0.01%	4722
2014 Q4	$0	Buy	+1	New	+$30	﹤0.01%	5269

Other funds holding FNK

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

GIA

Gladstone Institutional Advisory Palm Beach Gardens, Florida $2.7B AUM 23.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Parallax Volatility Advisers's FNK Position: Q3 2019 in Review

Parallax Volatility Advisers sold out of First Trust Mid Cap Value AlphaDEX Fund (FNK) in Q3 2019, closing a stake of 1 share.

Parallax Volatility Advisers first reported a position in FNK in Q4 2014 and held it in 19 quarters. The position peaked at $0 in Q2 2019. 25 funds tracked by Wall St. Rank hold FNK as of Q3 2019.

Parallax Volatility Advisers reported no remaining First Trust Mid Cap Value AlphaDEX Fund position as of Q3 2019 after selling out during the quarter.
Parallax Volatility Advisers sold 1 First Trust Mid Cap Value AlphaDEX Fund share in Q3 2019.
Parallax Volatility Advisers first reported a position in First Trust Mid Cap Value AlphaDEX Fund in Q4 2014 and held it in 19 quarters.
Parallax Volatility Advisers's First Trust Mid Cap Value AlphaDEX Fund position peaked at $0 in Q2 2019.
25 funds tracked by Wall St. Rank held First Trust Mid Cap Value AlphaDEX Fund as of Q3 2019.

Based on Parallax Volatility Advisers's 13F filing for Q3 2019, filed 14 Nov 2019.