Parallax Volatility Advisers’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Parallax Volatility Advisers’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1	Closed	–	–	2652
2019 Q2	$0	Hold	1	–	–	﹤0.01%	2896
2019 Q1	$0	Hold	1	–	–	﹤0.01%	3118
2018 Q4	$0	Hold	1	–	–	﹤0.01%	3194
2018 Q3	$0	Hold	1	–	–	﹤0.01%	2856
2018 Q2	$0	Hold	1	–	–	﹤0.01%	2450
2018 Q1	$0	Hold	1	–	–	﹤0.01%	2844
2017 Q4	$0	Hold	1	–	–	﹤0.01%	4217
2017 Q3	$0	Hold	1	–	–	﹤0.01%	2424
2017 Q2	$0	Hold	1	–	–	﹤0.01%	2762
2017 Q1	$0	Hold	1	–	–	﹤0.01%	3857
2016 Q4	$0	Hold	1	–	–	﹤0.01%	3362
2016 Q3	$0	Hold	1	–	–	﹤0.01%	3161
2016 Q2	$0	Hold	1	–	–	﹤0.01%	2788
2016 Q1	$0	Hold	1	–	–	﹤0.01%	2840
2015 Q4	$0	Hold	1	–	–	﹤0.01%	3158
2015 Q3	$0	Hold	1	–	–	﹤0.01%	3231
2015 Q2	$0	Hold	1	–	–	﹤0.01%	3968
2015 Q1	$0	Hold	1	–	–	﹤0.01%	4694
2014 Q4	$0	Buy	+1	New	+$34	﹤0.01%	5243

Other funds holding FEMS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

GVAG

Great Valley Advisor Group Wilmington, Delaware $5.5B AUM 20.56% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Parallax Volatility Advisers's FEMS Position: Q3 2019 in Review

Parallax Volatility Advisers sold out of First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q3 2019, closing a stake of 1 share.

Parallax Volatility Advisers first reported a position in FEMS in Q4 2014 and held it in 19 quarters. The position peaked at $0 in Q2 2019. 51 funds tracked by Wall St. Rank hold FEMS as of Q3 2019.

Parallax Volatility Advisers reported no remaining First Trust Emerging Markets Small Cap AlphaDEX Fund position as of Q3 2019 after selling out during the quarter.
Parallax Volatility Advisers sold 1 First Trust Emerging Markets Small Cap AlphaDEX Fund share in Q3 2019.
Parallax Volatility Advisers first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q4 2014 and held it in 19 quarters.
Parallax Volatility Advisers's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $0 in Q2 2019.
51 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q3 2019.

Based on Parallax Volatility Advisers's 13F filing for Q3 2019, filed 14 Nov 2019.