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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+4.61%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$150M
AUM Growth
+$28.2M
Cap. Flow
+$30.5M
Cap. Flow %
20.39%
Top 10 Hldgs %
73.68%
Holding
83
New
36
Increased
12
Reduced
6
Closed
29

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$20.1M
2
LSXMK
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
+$8.26M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$8.24M
4
CHTR icon
Charter Communications
CHTR
+$7.52M
5
PAA icon
Plains All American Pipeline
PAA
+$5.55M

Top Sells

Rank Stock Value
1
LBRDK icon
Liberty Broadband Class C
LBRDK
+$15.4M
2
PHYS icon
Sprott Physical Gold
PHYS
+$11.5M
3
PSLV icon
Sprott Physical Silver Trust
PSLV
+$5.06M
4
STI
SunTrust Banks, Inc.
STI
+$2.71M
5
AIG.WS
American International Group, Inc.
AIG.WS
+$1.93M

Sector Composition

Rank Sector Weight
1 Communication Services 23.86%
2 Energy 9.67%
3 Technology 2.57%
4 Financials 1.67%
5 Consumer Discretionary 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAX
51
abrdn Asia-Pacific Income Fund
FAX
$592M
$207K 0.14%
+8,138
New +$208K
NE
52
DELISTED
Noble Corporation
NE
$206K 0.14%
+169,492
New +$203K
XOG
53
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
$204K 0.14%
+96,618
New +$198K
EQT icon
54
EQT Corp
EQT
$32.9B
$203K 0.14%
+18,689
New +$183K
ACV
55
Virtus Diversified Income & Convertible Fund
ACV
$271M
– –
-11,322
Closed -$257K
AWP
56
abrdn Global Premier Properties Fund
AWP
$376M
– –
-33,226
Closed -$619K
BGH
57
Barings Global Short Duration High Yield Fund
BGH
$281M
– –
-17,638
Closed -$306K
BTT icon
58
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
– –
-19,647
Closed -$464K
EPI icon
59
WisdomTree India Earnings Fund ETF
EPI
$2.04B
– –
-21,974
Closed -$524K
EXAS
60
DELISTED
Exact Sciences
EXAS
– –
-13,666
Closed -$1.23M
EXG icon
61
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
– –
-24,992
Closed -$205K
FOXA icon
62
Fox Class A
FOXA
$24.8B
– –
-23,625
Closed -$745K
GECC icon
63
Great Elm Capital Corp
GECC
$71M
– –
-5,670
Closed -$278K
GHY
64
PGIM Global High Yield Fund
GHY
$476M
– –
-30,080
Closed -$432K
HEI.A icon
65
HEICO Corp Class A
HEI.A
$36B
– –
-12,482
Closed -$1.21M
JQC icon
66
Nuveen Credit Strategies Income Fund
JQC
$705M
– –
-40,004
Closed -$299K
LBRDK icon
67
Liberty Broadband Class C
LBRDK
$4.89B
– –
-146,840
Closed -$15.4M
LBTYK icon
68
Liberty Global Class C
LBTYK
$3.5B
– –
-17,209
Closed -$409K
MVF
69
DELISTED
BlackRock MuniVest Fund
MVF
– –
-26,277
Closed -$241K
PAGP icon
70
Plains GP Holdings
PAGP
$5.28B
– –
-62,803
Closed -$1.33M
PCF
71
High Income Securities Fund
PCF
$98.8M
– –
-33,205
Closed -$281K
SPXX icon
72
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$327M
– –
-35,556
Closed -$547K
TEI
73
Templeton Emerging Markets Income Fund
TEI
$310M
– –
-26,437
Closed -$240K
VCV icon
74
Invesco California Value Municipal Income Trust
VCV
$517M
– –
-26,495
Closed -$339K
VGM icon
75
Invesco Trust Investment Grade Municipals
VGM
$550M
– –
-24,175
Closed -$311K
1 2
3
4

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AFG
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KCMRT
Kemper Corp Master Retirement Trust Chicago, Illinois $141M AUM 3.25% 1-Year Est. Return
LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
BMS Financial Advisors Rapid City, South Dakota $153M AUM 14.47% 1-Year Est. Return
CWAG
Carlsbad Wealth Advisory Group Carlsbad, California $155M AUM
PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
Silverhawk Asset Management Scottsdale, Arizona $122M AUM 10.95% 1-Year Est. Return

OTA Financial Group's Q4 2019 Portfolio in Review

As of Q4 2019, OTA Financial Group held 83 positions worth $150M, up 23% from $121M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

OTA Financial Group deployed $30.5M of net new capital in Q4 2019, opening 36 new positions and adding to 12 existing holdings. Its largest new stake was Alphabet (Google) Class C: 311,880 shares worth $20.8M.

By sector, the portfolio is most concentrated in Communication Services at 24% of assets, up from 15% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Sprott Physical Gold, an estimated $11.5M trimmed.

  • OTA Financial Group's largest Q4 2019 buy was Alphabet (Google) Class C: 311,880 shares worth $20.8M.
  • OTA Financial Group added most to Liberty Media Corporation Series C Liberty SiriusXM Common Stock in Q4 2019, an estimated $8.26M increase.
  • OTA Financial Group's biggest Q4 2019 reduction was Sprott Physical Gold, cutting an estimated $11.5M.
  • OTA Financial Group fully exited Liberty Broadband Class C in Q4 2019, selling an estimated $15.4M.
  • OTA Financial Group's ten largest holdings make up 74% of its $150M portfolio in Q4 2019.
  • OTA Financial Group opened 36 new positions and closed 29 in Q4 2019.
  • OTA Financial Group's portfolio value rose 23% quarter-over-quarter to $150M.

Based on OTA Financial Group's 13F filing for Q4 2019, filed 21 Jan 2020.