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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+24.16%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$151M
AUM Growth
+$43.4M
Cap. Flow
+$29.8M
Cap. Flow %
19.72%
Top 10 Hldgs %
70.81%
Holding
97
New
34
Increased
15
Reduced
9
Closed
39

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$26.5M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.52M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$5.47M
5
TCF
TCF Financial Corporation Common Stock
TCF
+$5.26M

Top Sells

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$19M
2
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$9.08M
3
BND icon
Vanguard Total Bond Market
BND
+$8.46M
4
VSLR
VIVINT SOLAR, INC.
VSLR
+$5.87M
5
LSXMK
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
+$3.42M

Sector Composition

Rank Sector Weight
1 Communication Services 25.89%
2 Financials 8.88%
3 Consumer Discretionary 6.74%
4 Energy 2.74%
5 Healthcare 2.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
1
iShares Core US Aggregate Bond ETF
AGG
$138B
$29.1M 19.28%
+246,554
New +$29M
GOOG icon
2
Alphabet (Google) Class C
GOOG
$3.9T
$27.5M 18.17%
+313,600
New +$26.5M
SCHZ icon
3
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$11.9M 7.87%
424,558
+233,212
+122% +$6.52M
LBRDK icon
4
Liberty Broadband Class C
LBRDK
$4.15B
$10.7M 7.09%
67,725
+35,985
+113% +$5.47M
CEF icon
5
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$6.5M 4.3%
335,929
-1,022,419
-75% -$19M
UA icon
6
Under Armour Class C
UA
$2.92B
$6.41M 4.24%
431,048
+239,979
+126% +$3.21M
TCF
7
DELISTED
TCF Financial Corporation Common Stock
TCF
$6.13M 4.06%
+165,606
New +$5.26M
LSXMA
8
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$3.2M 2.11%
100,767
-92,877
-48% -$2.68M
UWMC icon
9
UWM Holdings
UWMC
$621M
$3.16M 2.09%
+240,700
New +$2.52M
UPH
10
DELISTED
UpHealth, Inc.
UPH
$2.41M 1.6%
+22,050
New +$2.27M
ADI icon
11
Analog Devices
ADI
$181B
$2.33M 1.54%
+15,808
New +$2.1M
USHY icon
12
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$2.11M 1.4%
51,197
+7,067
+16% +$285K
COP icon
13
ConocoPhillips
COP
$147B
$2.04M 1.35%
+50,961
New +$1.88M
LSXMK
14
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$2.02M 1.34%
59,927
-112,100
-65% -$3.42M
NML
15
Neuberger Energy Infrastructure and Income Fund Inc
NML
$607M
$1.65M 1.09%
490,354
+389,468
+386% +$1.16M
NTG
16
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1.6M 1.06%
77,954
+60,835
+355% +$1.11M
NPAUU
17
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$1.55M 1.03%
+101,634
New +$1.19M
CIT
18
DELISTED
CIT Group Inc.
CIT
$1.37M 0.9%
+38,095
New +$1.2M
PSTH
19
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$1.35M 0.89%
48,705
-640
-1% -$15.4K
GER
20
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$1.34M 0.89%
175,846
+110,380
+169% +$788K
ZEV
21
DELISTED
Lightning eMotors, Inc.
ZEV
$1.33M 0.88%
+5,061
New +$1.12M
TRP icon
22
TC Energy
TRP
$73.5B
$1.31M 0.86%
+32,097
New +$1.37M
LEN.B icon
23
Lennar Class B
LEN.B
$20B
$1.27M 0.84%
21,837
-22,491
-51% -$1.33M
VLDRW
24
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
$1.22M 0.81%
+141,298
New +$652K
SKIL icon
25
Skillsoft
SKIL
$56.9M
$1.22M 0.81%
+5,885
New +$1.19M
1
2 3 4

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q4 2020 Portfolio in Review

As of Q4 2020, OTA Financial Group held 97 positions worth $151M, up 40% from $108M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

OTA Financial Group deployed $29.8M of net new capital in Q4 2020, opening 34 new positions and adding to 15 existing holdings. Its largest new stake was iShares Core US Aggregate Bond ETF: 246,554 shares worth $29.1M.

By sector, the portfolio is most concentrated in Communication Services at 26% of assets, up from 9.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Sprott Physical Gold and Silver Trust, an estimated $19M trimmed.

  • OTA Financial Group's largest Q4 2020 buy was iShares Core US Aggregate Bond ETF: 246,554 shares worth $29.1M.
  • OTA Financial Group added most to Schwab US Aggregate Bond ETF in Q4 2020, an estimated $6.52M increase.
  • OTA Financial Group's biggest Q4 2020 reduction was Sprott Physical Gold and Silver Trust, cutting an estimated $19M.
  • OTA Financial Group fully exited Vanguard Intermediate-Term Corporate Bond ETF in Q4 2020, selling an estimated $9.08M.
  • OTA Financial Group's ten largest holdings make up 71% of its $151M portfolio in Q4 2020.
  • OTA Financial Group opened 34 new positions and closed 39 in Q4 2020.
  • OTA Financial Group's portfolio value rose 40% quarter-over-quarter to $151M.

Based on OTA Financial Group's 13F filing for Q4 2020, filed 20 Jan 2021.