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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+1.58%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$160M
AUM Growth
-$19M
Cap. Flow
-$37.8M
Cap. Flow %
-23.71%
Top 10 Hldgs %
66.83%
Holding
162
New
91
Increased
10
Reduced
13
Closed
47

Top Buys

Rank Stock Value
1
GM icon
General Motors
GM
+$10.5M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$6.11M
3
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$5.04M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$3.95M
5
PSLV icon
Sprott Physical Silver Trust
PSLV
+$3.41M

Top Sells

Rank Stock Value
1
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$9.81M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$4.64M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.04M
4
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$3.77M
5
SLV icon
iShares Silver Trust
SLV
+$3.67M

Sector Composition

Rank Sector Weight
1 Miscellaneous 80.79%
2 Consumer Discretionary 8.11%
3 Energy 7%
4 Communication Services 1.14%
5 Financials 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
1
General Motors
GM
$77B
$11.4M 7.15%
+279,000
New +$10.5M
PHYS icon
2
Sprott Physical Gold
PHYS
$15.9B
$7.68M 4.81%
771,117
-51,067
-6% -$538K
OCR.PRB
3
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$6.45M 4.04%
+86,871
New +$6.11M
GT.PRA
4
DELISTED
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$6.2M 3.89%
92,718
-11,904
-11% -$796K
RDS.A
5
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$6.09M 3.82%
91,481
+80,289
+717% +$5.04M
EPR.PRC icon
6
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$144M
$3.85M 2.41%
+188,255
New +$3.95M
GM.WS.B
7
DELISTED
General Motors Company
GM.WS.B
$3.67M 2.3%
158,877
-8,549
-5% -$174K
PSLV icon
8
Sprott Physical Silver Trust
PSLV
$13.7B
$3.12M 1.96%
+412,776
New +$3.41M
GM.WS.A
9
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$3.04M 1.91%
97,623
-347,932
-78% -$9.81M
KMP
10
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$2.87M 1.8%
+35,601
New +$2.87M
GWRU
11
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$2.22M 1.39%
17,354
+1,800
+12% +$235K
CEM
12
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2.07M 1.3%
15,221
+12,214
+406% +$1.64M
EFA icon
13
iShares MSCI EAFE ETF
EFA
$80.1B
$1.93M 1.21%
28,848
+14,448
+100% +$944K
EEMV icon
14
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.7B
$1.81M 1.13%
+31,056
New +$1.84M
VWO icon
15
Vanguard FTSE Emerging Markets ETF
VWO
$128B
$1.55M 0.97%
37,778
-97,875
-72% -$4.04M
UTX.PRA
16
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$1.42M 0.89%
+21,754
New +$1.4M
NEE.PRO
17
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$1.35M 0.85%
23,895
-431
-2% -$24.3K
PCI
18
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.28M 0.81%
+57,134
New +$1.27M
VVR icon
19
Invesco Senior Income Trust
VVR
$449M
$1.28M 0.8%
+254,700
New +$1.32M
EWJ icon
20
iShares MSCI Japan ETF
EWJ
$23.3B
$1.14M 0.71%
+23,489
New +$1.12M
IIM icon
21
Invesco Value Municipal Income Trust
IIM
$584M
$1.01M 0.63%
74,854
+39,479
+112% +$545K
ITM icon
22
VanEck Intermediate Muni ETF
ITM
$2.09B
$963K 0.6%
+21,896
New +$974K
DEM icon
23
WisdomTree Emerging Markets High Dividend Fund
DEM
$4.27B
$959K 0.6%
+18,800
New +$979K
AMOV
24
DELISTED
America Movil SAB de CV
AMOV
$891K 0.56%
40,311
+6,834
+20% +$141K
IEMG icon
25
iShares Core MSCI Emerging Markets ETF
IEMG
$165B
$850K 0.53%
+17,081
New +$852K
1
2 3 4 5

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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OTA Financial Group's Q4 2013 Portfolio in Review

As of Q4 2013, OTA Financial Group held 162 positions worth $160M, down 11% from $178M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

OTA Financial Group withdrew a net $37.8M in Q4 2013, closing 47 positions and reducing 13 holdings. Its most notable exit was iShares MSCI Emerging Markets ETF, an estimated $4.64M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 81% of assets, down from 88% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, OTA Financial Group opened a new position in General Motors worth $11.4M.

  • OTA Financial Group's largest Q4 2013 buy was General Motors: 279,000 shares worth $11.4M.
  • OTA Financial Group added most to Royal Dutch Shell PLC ADS Class A in Q4 2013, an estimated $5.04M increase.
  • OTA Financial Group's biggest Q4 2013 reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), cutting an estimated $9.81M.
  • OTA Financial Group fully exited iShares MSCI Emerging Markets ETF in Q4 2013, selling an estimated $4.64M.
  • OTA Financial Group's ten largest holdings make up 67% of its $160M portfolio in Q4 2013.
  • OTA Financial Group opened 91 new positions and closed 47 in Q4 2013.
  • OTA Financial Group's portfolio value fell 11% quarter-over-quarter to $160M.

Based on OTA Financial Group's 13F filing for Q4 2013, filed 12 Feb 2014.