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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+6.37%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$121M
AUM Growth
-$6.88M
Cap. Flow
-$11M
Cap. Flow %
-9.07%
Top 10 Hldgs %
79.41%
Holding
79
New
31
Increased
6
Reduced
10
Closed
32

Top Buys

Rank Stock Value
1
AIG.WS
American International Group, Inc.
AIG.WS
+$21.2M
2
LBRDK icon
Liberty Broadband Class C
LBRDK
+$15.3M
3
PSLV icon
Sprott Physical Silver Trust
PSLV
+$5.85M
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$4.98M
5
VIAB
Viacom Inc. Class B
VIAB
+$2.18M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$21.5M
2
CHTR icon
Charter Communications
CHTR
+$10.2M
3
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$6.13M
4
PHYS icon
Sprott Physical Gold
PHYS
+$3.25M
5
OPLN
Openlane
OPLN
+$2.79M

Sector Composition

Rank Sector Weight
1 Communication Services 15.15%
2 Energy 5.37%
3 Financials 2.46%
4 Consumer Discretionary 1.51%
5 Healthcare 1.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIG.WS
1
DELISTED
American International Group, Inc.
AIG.WS
$39.7M 32.72%
2,786,993
+1,518,225
+120% +$21.2M
LBRDK icon
2
Liberty Broadband Class C
LBRDK
$4.26B
$15.4M 12.65%
+146,840
New +$15.3M
PHYS icon
3
Sprott Physical Gold
PHYS
$14.6B
$14.9M 12.29%
1,263,480
-275,128
-18% -$3.25M
PSLV icon
4
Sprott Physical Silver Trust
PSLV
$11.8B
$6.04M 4.97%
967,644
+932,530
+2,656% +$5.85M
RDS.A
5
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$4.93M 4.06%
+83,831
New +$4.98M
CEF icon
6
Sprott Physical Gold and Silver Trust
CEF
$7.39B
$3.66M 3.01%
258,327
+33,185
+15% +$471K
LSXMA
7
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$3.23M 2.66%
107,599
-3,291
-3% -$96.2K
ZIONW
8
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$3.21M 2.64%
271,672
+39,209
+17% +$420K
STI
9
DELISTED
SunTrust Banks, Inc.
STI
$2.71M 2.23%
39,345
-4,834
-11% -$309K
LSXMK
10
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$2.63M 2.17%
82,437
-35,615
-30% -$1.11M
VIAB
11
DELISTED
Viacom Inc. Class B
VIAB
$1.88M 1.54%
+78,060
New +$2.18M
LEN.B icon
12
Lennar Class B
LEN.B
$19.4B
$1.83M 1.51%
43,407
+6,153
+17% +$234K
SRE.PRB
13
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
$1.57M 1.29%
+13,310
New +$1.52M
SRE.PRA
14
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$1.39M 1.14%
+11,726
New +$1.34M
PAGP icon
15
Plains GP Holdings
PAGP
$5.25B
$1.33M 1.1%
+62,803
New +$1.45M
DCUE
16
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$1.33M 1.09%
+12,577
New +$1.29M
CNP.PRB
17
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$1.31M 1.08%
+25,093
New +$1.28M
QTS.PRB
18
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$1.3M 1.07%
10,692
-17,391
-62% -$2M
EXAS
19
DELISTED
Exact Sciences
EXAS
$1.23M 1.02%
+13,666
New +$1.56M
HEI.A icon
20
HEICO Corp Class A
HEI.A
$34.8B
$1.21M 1%
12,482
-2,442
-16% -$259K
NRCG.WS
21
DELISTED
NRC Group Holdings Corp.
NRCG.WS
$761K 0.63%
+322,464
New +$665K
PCY icon
22
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$748K 0.62%
+25,662
New +$754K
FOXA icon
23
Fox Class A
FOXA
$23.1B
$745K 0.61%
23,625
-42,005
-64% -$1.45M
AWP
24
abrdn Global Premier Properties Fund
AWP
$372M
$619K 0.51%
+33,226
New +$614K
SPXX icon
25
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$330M
$547K 0.45%
+35,556
New +$578K
1
2 3 4

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q3 2019 Portfolio in Review

As of Q3 2019, OTA Financial Group held 79 positions worth $121M, down 5.4% from $128M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

OTA Financial Group withdrew a net $11M in Q3 2019, closing 32 positions and reducing 10 holdings. Its most notable exit was Alphabet (Google) Class A, an estimated $21.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 15% of assets, down from 30% a quarter earlier, followed by Energy and Financials.

Against the trend, OTA Financial Group opened a new position in Liberty Broadband Class C worth $15.4M.

  • OTA Financial Group's largest Q3 2019 buy was Liberty Broadband Class C: 146,840 shares worth $15.4M.
  • OTA Financial Group added most to American International Group, Inc. in Q3 2019, an estimated $21.2M increase.
  • OTA Financial Group's biggest Q3 2019 reduction was Brookfield Property REIT Inc. Class A Common Stock, cutting an estimated $6.13M.
  • OTA Financial Group fully exited Alphabet (Google) Class A in Q3 2019, selling an estimated $21.5M.
  • OTA Financial Group's ten largest holdings make up 79% of its $121M portfolio in Q3 2019.
  • OTA Financial Group opened 31 new positions and closed 32 in Q3 2019.
  • OTA Financial Group's portfolio value fell 5.4% quarter-over-quarter to $121M.

Based on OTA Financial Group's 13F filing for Q3 2019, filed 28 Oct 2019.