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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+70.53%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$157M
AUM Growth
+$10.7M
Cap. Flow
-$5.2M
Cap. Flow %
-3.31%
Top 10 Hldgs %
76.17%
Holding
147
New
65
Increased
20
Reduced
12
Closed
50

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$34.1M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.82M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.86M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$1.57M
5
SAVE
Spirit Airlines, Inc.
SAVE
+$905K

Top Sells

Rank Stock Value
1
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$11M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$10.3M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$7.76M
4
PHYS icon
Sprott Physical Gold
PHYS
+$7.64M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 83.38%
2 Financials 6.6%
3 Healthcare 2.42%
4 Technology 1.91%
5 Industrials 1.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY.WS icon
1
Occidental Petroleum Corp Warrants
OXY.WS
$39.1B
$63M 40.12%
1,787,333
+1,410,386
+374% +$34.1M
AVTR.PRA
2
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$27.4M 17.46%
264,637
+14,398
+6% +$1.57M
AGG icon
3
iShares Core US Aggregate Bond ETF
AGG
$137B
$10.3M 6.57%
96,311
+34,749
+56% +$3.82M
HYG icon
4
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.1B
$4.14M 2.64%
50,288
+1,039
+2% +$86.9K
SRNE
5
CALL
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$3.47M 2.21%
+1,490,400
New +$4.65M
VCSH icon
6
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.4B
$3M 1.91%
38,437
-2,952
-7% -$235K
KYN icon
7
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$2.68M 1.71%
291,207
+25,653
+10% +$218K
PAA icon
8
Plains All American Pipeline
PAA
$18.2B
$2.03M 1.29%
188,402
+66,516
+55% +$712K
SJNK icon
9
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.7B
$1.84M 1.17%
+70,139
New +$1.86M
VCIT icon
10
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$68.7B
$1.71M 1.09%
19,930
-45,029
-69% -$4M
NML
11
Neuberger Energy Infrastructure and Income Fund Inc
NML
$603M
$1.41M 0.9%
219,239
-3,957
-2% -$22.8K
NTG
12
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1.29M 0.82%
33,977
-695
-2% -$23.8K
BENE
13
DELISTED
Benessere Capital Acquisition Corp. Class A Common Stock
BENE
$1.12M 0.71%
109,169
+21,541
+25% +$220K
ZNTE
14
DELISTED
Zanite Acquisition Corp. Class A Common Stock
ZNTE
$1.04M 0.66%
101,015
+7,930
+9% +$81K
SJIV
15
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
$1.03M 0.66%
+14,899
New +$901K
SAVE
16
DELISTED
Spirit Airlines, Inc.
SAVE
$864K 0.55%
+39,544
New +$905K
CHPM
17
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$858K 0.55%
84,300
+61,900
+276% +$628K
TYG
18
Tortoise Energy Infrastructure Corp
TYG
$914M
$838K 0.53%
24,260
-2,849
-11% -$87.5K
MLGO
19
MicroAlgo
MLGO
$37.6M
$756K 0.48%
+12
New +$728K
GER
20
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$722K 0.46%
59,769
+8,901
+17% +$103K
MMV
21
DELISTED
MultiMetaVerse Holdings Limited Class A Ordinary Share
MMV
$698K 0.44%
69,009
+17,204
+33% +$173K
SLV icon
22
iShares Silver Trust
SLV
$31B
$693K 0.44%
+30,309
New +$674K
BWAC
23
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$688K 0.44%
67,072
+2,055
+3% +$21K
THRY icon
24
CALL
Thryv Holdings
THRY
$88.4M
$663K 0.42%
23,600
-120,100
-84% -$3.77M
CUK
25
DELISTED
Carnival PLC
CUK
$624K 0.4%
+34,173
New +$638K
1
2 3 4 5

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LAM
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OTA Financial Group's Q1 2022 Portfolio in Review

As of Q1 2022, OTA Financial Group held 147 positions worth $157M, up 7.3% from $146M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

OTA Financial Group withdrew a net $5.2M in Q1 2022, closing 50 positions and reducing 12 holdings. Its most notable exit was Expand Energy Corp Class A Warrants, an estimated $11M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, up from 80% a quarter earlier, followed by Financials and Healthcare.

Against the trend, OTA Financial Group opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.84M.

  • OTA Financial Group's largest Q1 2022 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 70,139 shares worth $1.84M.
  • OTA Financial Group added most to Occidental Petroleum Corp Warrants in Q1 2022, an estimated $34.1M increase.
  • OTA Financial Group's biggest Q1 2022 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $4M.
  • OTA Financial Group fully exited Expand Energy Corp Class A Warrants in Q1 2022, selling an estimated $11M.
  • OTA Financial Group's ten largest holdings make up 76% of its $157M portfolio in Q1 2022.
  • OTA Financial Group opened 65 new positions and closed 50 in Q1 2022.
  • OTA Financial Group's portfolio value rose 7.3% quarter-over-quarter to $157M.

Based on OTA Financial Group's 13F filing for Q1 2022, filed 19 Apr 2022.