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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+70.53%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$157M
AUM Growth
+$10.7M
Cap. Flow
-$4.32M
Cap. Flow %
-2.75%
Top 10 Hldgs %
76.17%
Holding
147
New
65
Increased
20
Reduced
12
Closed
50

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$34.1M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.82M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.86M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$1.57M
5
SAVE
Spirit Airlines, Inc.
SAVE
+$905K

Top Sells

Rank Stock Value
1
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$11M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$10.3M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$7.76M
4
PHYS icon
Sprott Physical Gold
PHYS
+$7.64M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$4M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Healthcare 2.42%
3 Technology 1.91%
4 Industrials 1.8%
5 Energy 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY.WS icon
1
Occidental Petroleum Corp Warrants
OXY.WS
$33B
$63M 40.12%
1,787,333
+1,410,386
+374% +$34.1M
AVTR.PRA
2
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$27.4M 17.46%
264,637
+14,398
+6% +$1.57M
AGG icon
3
iShares Core US Aggregate Bond ETF
AGG
$138B
$10.3M 6.57%
96,311
+34,749
+56% +$3.82M
HYG icon
4
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$4.14M 2.64%
50,288
+1,039
+2% +$86.9K
SRNE
5
CALL
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$3.47M 2.21%
+1,490,400
New +$4.65M
VCSH icon
6
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$3M 1.91%
38,437
-2,952
-7% -$235K
KYN icon
7
Kayne Anderson Energy Infrastructure Fund
KYN
$2.54B
$2.68M 1.71%
291,207
+25,653
+10% +$218K
PAA icon
8
Plains All American Pipeline
PAA
$17.5B
$2.03M 1.29%
188,402
+66,516
+55% +$712K
SJNK icon
9
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$1.84M 1.17%
+70,139
New +$1.86M
VCIT icon
10
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$1.71M 1.09%
19,930
-45,029
-69% -$4M
NML
11
Neuberger Energy Infrastructure and Income Fund Inc
NML
$618M
$1.41M 0.9%
219,239
-3,957
-2% -$22.8K
NTG
12
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1.29M 0.82%
33,977
-695
-2% -$23.8K
BENE
13
DELISTED
Benessere Capital Acquisition Corp. Class A Common Stock
BENE
$1.12M 0.71%
109,169
+21,541
+25% +$220K
ZNTE
14
DELISTED
Zanite Acquisition Corp. Class A Common Stock
ZNTE
$1.04M 0.66%
101,015
+7,930
+9% +$81K
SJIV
15
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
$1.03M 0.66%
+14,899
New +$901K
SAVE
16
DELISTED
Spirit Airlines, Inc.
SAVE
$864K 0.55%
+39,544
New +$905K
CHPM
17
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$858K 0.55%
84,300
+61,900
+276% +$628K
TYG
18
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$838K 0.53%
24,260
-2,849
-11% -$87.5K
MLGO
19
MicroAlgo
MLGO
$46.4M
$756K 0.48%
+12
New +$728K
GER
20
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$722K 0.46%
59,769
+8,901
+17% +$103K
MMV
21
DELISTED
MultiMetaVerse Holdings Limited Class A Ordinary Share
MMV
$698K 0.44%
69,009
+17,204
+33% +$173K
SLV icon
22
iShares Silver Trust
SLV
$28.3B
$693K 0.44%
+30,309
New +$674K
BWAC
23
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$688K 0.44%
67,072
+2,055
+3% +$21K
THRY icon
24
CALL
Thryv Holdings
THRY
$177M
$663K 0.42%
23,600
-120,100
-84% -$3.77M
CUK
25
DELISTED
Carnival PLC
CUK
$624K 0.4%
+34,173
New +$638K
1
2 3 4 5

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LAM
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OTA Financial Group's Q1 2022 Portfolio in Review

As of Q1 2022, OTA Financial Group held 147 positions worth $157M, up 7.3% from $146M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

OTA Financial Group's Q1 2022 filing shows 65 new, 20 increased, 12 reduced and 50 closed positions. Its largest new stake was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 70,139 shares worth $1.84M. The largest sale was Expand Energy Corp Class A Warrants, an estimated $11M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Technology.

  • OTA Financial Group's largest Q1 2022 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 70,139 shares worth $1.84M.
  • OTA Financial Group added most to Occidental Petroleum Corp Warrants in Q1 2022, an estimated $34.1M increase.
  • OTA Financial Group's biggest Q1 2022 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $4M.
  • OTA Financial Group fully exited Expand Energy Corp Class A Warrants in Q1 2022, selling an estimated $11M.
  • OTA Financial Group's ten largest holdings make up 76% of its $157M portfolio in Q1 2022.
  • OTA Financial Group opened 65 new positions and closed 50 in Q1 2022.
  • OTA Financial Group's portfolio value rose 7.3% quarter-over-quarter to $157M.

Based on OTA Financial Group's 13F filing for Q1 2022, filed 19 Apr 2022.