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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$105M
AUM Growth
-$54.7M
Cap. Flow
-$55.3M
Cap. Flow %
-52.73%
Top 10 Hldgs %
63.34%
Holding
158
New
44
Increased
8
Reduced
11
Closed
95

Top Buys

Rank Stock Value
1
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
+$10.6M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$5.29M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$3.04M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$3.02M
5
UN
Unilever NV New York Registry Shares
UN
+$2.39M

Top Sells

Rank Stock Value
1
GM icon
General Motors
GM
+$5.9M
2
PHYS icon
Sprott Physical Gold
PHYS
+$5.33M
3
GM.WS.B
General Motors Company
GM.WS.B
+$3.67M
4
PSLV icon
Sprott Physical Silver Trust
PSLV
+$3.12M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$3.04M

Sector Composition

Rank Sector Weight
1 Miscellaneous 67.81%
2 Energy 12.76%
3 Communication Services 4.12%
4 Consumer Discretionary 3.89%
5 Materials 2.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GT.PRA
1
DELISTED
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$17.3M 16.49%
238,631
+145,913
+157% +$10.6M
OCR.PRB
2
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$11.6M 11.06%
157,974
+71,103
+82% +$5.29M
RDS.A
3
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$8.41M 8.03%
123,300
+31,819
+35% +$2.12M
GM icon
4
General Motors
GM
$77B
$4.08M 3.89%
118,401
-160,599
-58% -$5.9M
EPR.PRC icon
5
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$144M
$3.92M 3.74%
182,502
-5,753
-3% -$121K
EFG icon
6
iShares MSCI EAFE Growth ETF
EFG
$17B
$3.09M 2.94%
+43,500
New +$3.04M
TWC
7
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$3.03M 2.89%
+22,091
New +$3.02M
PHYS icon
8
Sprott Physical Gold
PHYS
$15.9B
$2.95M 2.81%
276,153
-494,964
-64% -$5.33M
UN
9
DELISTED
Unilever NV New York Registry Shares
UN
$2.52M 2.41%
+61,411
New +$2.39M
KMP
10
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$2.21M 2.11%
29,891
-5,710
-16% -$444K
WY icon
11
Weyerhaeuser
WY
$16.6B
$2.06M 1.96%
70,112
+46,208
+193% +$1.39M
FXY icon
12
Invesco CurrencyShares Japanese Yen Trust
FXY
$469M
$1.87M 1.78%
+19,757
New +$1.88M
DXJ icon
13
WisdomTree Japan Hedged Equity Fund
DXJ
$7.32B
$1.72M 1.64%
+36,311
New +$1.73M
IEMG icon
14
iShares Core MSCI Emerging Markets ETF
IEMG
$165B
$1.68M 1.6%
34,186
+17,105
+100% +$806K
FRX
15
DELISTED
FOREST LABORATORIES INC
FRX
$1.58M 1.5%
+17,087
New +$1.38M
EFV icon
16
iShares MSCI EAFE Value ETF
EFV
$32.2B
$1.41M 1.35%
+24,535
New +$1.39M
BBL
17
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$1.35M 1.29%
+21,826
New +$1.33M
EPL
18
DELISTED
EPL OIL & GAS, INC COMMON STK
EPL
$1.32M 1.26%
+34,151
New +$1.04M
PPL.PRW
19
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
$1.2M 1.14%
+21,911
New +$1.15M
SPAB icon
20
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$10.2B
$1.19M 1.14%
+41,830
New +$1.19M
NEE.PRO
21
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$1.18M 1.13%
19,311
-4,584
-19% -$271K
VEU icon
22
Vanguard FTSE All-World ex-US ETF
VEU
$71.2B
$1.13M 1.07%
+22,368
New +$1.11M
EEP
23
DELISTED
Enbridge Energy Partners
EEP
$1.1M 1.05%
40,215
+24,754
+160% +$692K
CLF icon
24
Cleveland-Cliffs
CLF
$7.13B
$1.05M 1%
+51,194
New +$1.06M
EWT icon
25
iShares MSCI Taiwan ETF
EWT
$12.2B
$970K 0.93%
+33,735
New +$941K
1
2 3 4 5

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q1 2014 Portfolio in Review

As of Q1 2014, OTA Financial Group held 158 positions worth $105M, down 34% from $160M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

OTA Financial Group withdrew a net $55.3M in Q1 2014, closing 95 positions and reducing 11 holdings. Its most notable exit was General Motors Company, an estimated $3.67M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 68% of assets, down from 81% a quarter earlier, followed by Energy and Communication Services.

Against the trend, OTA Financial Group opened a new position in iShares MSCI EAFE Growth ETF worth $3.09M.

  • OTA Financial Group's largest Q1 2014 buy was iShares MSCI EAFE Growth ETF: 43,500 shares worth $3.09M.
  • OTA Financial Group added most to GOODYEAR TIRE & RUBR CO PFD CONV (OH) in Q1 2014, an estimated $10.6M increase.
  • OTA Financial Group's biggest Q1 2014 reduction was General Motors, cutting an estimated $5.9M.
  • OTA Financial Group fully exited General Motors Company in Q1 2014, selling an estimated $3.67M.
  • OTA Financial Group's ten largest holdings make up 63% of its $105M portfolio in Q1 2014.
  • OTA Financial Group opened 44 new positions and closed 95 in Q1 2014.
  • OTA Financial Group's portfolio value fell 34% quarter-over-quarter to $105M.

Based on OTA Financial Group's 13F filing for Q1 2014, filed 30 Apr 2014.