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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+4.61%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$150M
AUM Growth
+$28.2M
Cap. Flow
+$30.5M
Cap. Flow %
20.39%
Top 10 Hldgs %
73.68%
Holding
83
New
36
Increased
12
Reduced
6
Closed
29

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$20.1M
2
LSXMK
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
+$8.26M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$8.24M
4
CHTR icon
Charter Communications
CHTR
+$7.52M
5
PAA icon
Plains All American Pipeline
PAA
+$5.55M

Top Sells

Rank Stock Value
1
LBRDK icon
Liberty Broadband Class C
LBRDK
+$15.4M
2
PHYS icon
Sprott Physical Gold
PHYS
+$11.5M
3
PSLV icon
Sprott Physical Silver Trust
PSLV
+$5.06M
4
STI
SunTrust Banks, Inc.
STI
+$2.71M
5
AIG.WS
American International Group, Inc.
AIG.WS
+$1.93M

Sector Composition

Rank Sector Weight
1 Communication Services 23.86%
2 Energy 9.67%
3 Technology 2.57%
4 Financials 1.67%
5 Consumer Discretionary 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIG.WS
1
DELISTED
American International Group, Inc.
AIG.WS
$27M 18.02%
2,624,228
-162,765
-6% -$1.93M
GOOG icon
2
Alphabet (Google) Class C
GOOG
$3.89T
$20.8M 13.93%
+311,880
New +$20.1M
CEF icon
3
Sprott Physical Gold and Silver Trust
CEF
$7.39B
$12.2M 8.16%
833,789
+575,462
+223% +$8.24M
LSXMK
4
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$11.7M 7.82%
319,294
+236,857
+287% +$8.26M
ZIONW
5
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$9.89M 6.6%
507,021
+235,349
+87% +$3.79M
CHTR icon
6
Charter Communications
CHTR
$15.6B
$7.93M 5.29%
+16,342
New +$7.52M
RDS.A
7
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$6.78M 4.53%
114,990
+31,159
+37% +$1.82M
PAA icon
8
Plains All American Pipeline
PAA
$17.4B
$5.55M 3.71%
+301,969
New +$5.55M
LSXMA
9
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$4.82M 3.22%
138,055
+30,456
+28% +$1.01M
PHYS icon
10
Sprott Physical Gold
PHYS
$14.6B
$3.57M 2.39%
293,456
-970,024
-77% -$11.5M
ENR.PRA
11
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$3.55M 2.37%
+33,911
New +$3.36M
GLIBA
12
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$3.45M 2.31%
+48,718
New +$3.35M
AUPH icon
13
PUT
Aurinia Pharmaceuticals
AUPH
$1.96B
$2.84M 1.89%
+140,000
New +$1.29M
INXN
14
DELISTED
Interxion Holding N.V.
INXN
$2.71M 1.81%
+32,291
New +$2.7M
LTRPA
15
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$2.23M 1.49%
+302,740
New +$2.44M
LEN.B icon
16
Lennar Class B
LEN.B
$19.4B
$1.94M 1.29%
45,616
+2,209
+5% +$98.1K
QTS.PRB
17
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$1.5M 1%
11,637
+945
+9% +$118K
SRE.PRB
18
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
$1.43M 0.96%
12,023
-1,287
-10% -$151K
SRE.PRA
19
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$1.4M 0.93%
11,641
-85
-0.7% -$10K
ADEA icon
20
Adeia
ADEA
$2.97B
$1.19M 0.8%
+243,481
New +$1.29M
BPY
21
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$1.16M 0.77%
+63,424
New +$1.2M
PSLV icon
22
Sprott Physical Silver Trust
PSLV
$11.8B
$1.12M 0.75%
170,680
-796,964
-82% -$5.06M
IBKC
23
DELISTED
IBERIABANK Corp
IBKC
$1M 0.67%
+13,377
New +$994K
TCBI icon
24
Texas Capital Bancshares
TCBI
$4.29B
$967K 0.65%
+17,049
New +$972K
PCY icon
25
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$892K 0.6%
30,168
+4,506
+18% +$131K
1
2 3 4

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OTA Financial Group's Q4 2019 Portfolio in Review

As of Q4 2019, OTA Financial Group held 83 positions worth $150M, up 23% from $121M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

OTA Financial Group deployed $30.5M of net new capital in Q4 2019, opening 36 new positions and adding to 12 existing holdings. Its largest new stake was Alphabet (Google) Class C: 311,880 shares worth $20.8M.

By sector, the portfolio is most concentrated in Communication Services at 24% of assets, up from 15% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Sprott Physical Gold, an estimated $11.5M trimmed.

  • OTA Financial Group's largest Q4 2019 buy was Alphabet (Google) Class C: 311,880 shares worth $20.8M.
  • OTA Financial Group added most to Liberty Media Corporation Series C Liberty SiriusXM Common Stock in Q4 2019, an estimated $8.26M increase.
  • OTA Financial Group's biggest Q4 2019 reduction was Sprott Physical Gold, cutting an estimated $11.5M.
  • OTA Financial Group fully exited Liberty Broadband Class C in Q4 2019, selling an estimated $15.4M.
  • OTA Financial Group's ten largest holdings make up 74% of its $150M portfolio in Q4 2019.
  • OTA Financial Group opened 36 new positions and closed 29 in Q4 2019.
  • OTA Financial Group's portfolio value rose 23% quarter-over-quarter to $150M.

Based on OTA Financial Group's 13F filing for Q4 2019, filed 21 Jan 2020.